WELLS FARGO & COMPANY/MN

Q3 2021 13F Holdings Report, Options Holdings

Signature - Title
Patricia Arce - Designated Signer
Location
San Francisco, CA
Options holdings as of
September 30, 2021
Notional value $
$9.9B
Number of holdings
362
Date filed
11/15/2021, 09:51 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2021 - Aug 16, 2021
Next filing
Q4 2021 - Feb 14, 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Patricia Arce Designated Signer New York, New York 11/15/2021

In connection with the sale of its asset management business to a third party purchaser effective November 1, 2021, Wells Fargo & Company also transferred to such purchaser as of that date all of its right, title, and interest in the following entities named in this Schedule 13F-HR: Wells Capital Management Incorporated (n/k/a Allspring Global Investment LLC) and in Wells Fargo Funds Management, LLC (n/k/a Allspring Funds Management, LLC). As a result of such transfer, from and after the date this filing for the quarter ended 09/30/2021 is being made, such entities will no longer be included in any future Schedule 13F-HR filed by Wells Fargo & Company.

Other Included Managers (12):

Num Name Location File Number
4 WELLS FARGO BANK N A Sioux Falls, SD 028-01341
13 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC St. Louis, MO 028-13117
15 WELLS FARGO CLEARING SERVICES, LLC St. Louis, MO 028-13118
17 WELLS FARGO DELAWARE TRUST CO, N.A. Wilmington, DE 028-12628
24 Wells Fargo Securities, LLC Charlotte, NC 028-13600
5 Wells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
5 Wells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
3 WELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
3 WELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
3 WELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
5 Allspring Funds Management, LLC 028-11406
3 Allspring Global Investments LLC 028-04413