CNA FINANCIAL CORP

Q3 2018 13F Holdings Report, Stock Holdings

Signature - Title
Lawrence J. Boysen - Senior Vice President and Corporate Controller
Location
Chicago, IL
Holdings as of
30 Sep 2018
Value $
$484,096,000
Num holdings
179
Filing time
13 Nov 2018, 13:13:49 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included GLD, MSFT, C, GM, and UBSH.
Previous filing
Q2 2018 - 13 Aug 2018
Next filing
Q4 2018 - 14 Feb 2019
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 compared to 2018 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Lawrence J. Boysen Senior Vice President and Corporate Controller Chicago, Illinois 09 Nov 2018

Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Included in the assets reported herein are HighPoint Resources (CUSIP G3157S106, value of $110 thousand, acquired in March 2018), which was inadvertently omitted from the entities prior Form 13(f) filings.

Other Included Managers (3):

Num Name Location File Number
1 LOEWS CORP New York, NY 028-00217
2 CONTINENTAL CORP Chicago, IL 028-00172
3 CONTINENTAL CASUALTY CO Chicago, IL 028-00387