BARINGS LLC

Q4 2023 13F Holdings Report, Stock Holdings

Signature - Title
Christina Coone - Head of Regulatory Solutions
Location
Charlotte, NC
Holdings as of
31 Dec 2023
Value $
$3,138,343,126
Num holdings
144
Filing time
08 Feb 2024, 10:40:37 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included IVV, QQQ, IWO, BBDC, and PDD.
Previous filing
Q3 2023 - 13 Nov 2023
Next filing
Q1 2024 - 08 May 2024
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q4 compared to 2023 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Coone Head of Regulatory Solutions Dublin, Ireland 08 Feb 2024

Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.

Other Included Managers (5):

Num Name Location File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd Hong Kong, China 028-16290
2 Baring Asset Management Korea Ltd Seoul, Korea, Republic of
3 BARING ASSET MANAGEMENT Ltd London, United Kingdom 028-16289
4 Baring SICE (Taiwan) LTD Taipei, Taiwan, Province of China
5 Baring International Investment Ltd London, United Kingdom 028-15112