BARINGS LLC

Q3 2021 13F Holdings Report, Stock Holdings

Signature - Title
Christina Coone - Head of Regulatory Solutions
Location
Charlotte, NC
Holdings as of
30 Sep 2021
Value $
$4,388,777,000
Num holdings
377
Filing time
12 Nov 2021, 09:41:32 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included IVV, LQD, IGSB, IWO, and QQQ.
Previous filing
Q2 2021 - 11 Aug 2021
Next filing
Q4 2021 - 09 Feb 2022
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Coone Head of Regulatory Solutions Dublin, Ireland 12 Nov 2021

Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.

Other Included Managers (4):

Num Name Location File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd Hong Kong, China 028-16290
2 Baring Asset Management Korea Ltd Seoul, Korea, Republic of
3 BARING ASSET MANAGEMENT Ltd London, United Kingdom 028-16289
4 Baring SICE (Taiwan) LTD Taipei, Taiwan, Province of China