Barings Llc

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Christina Coone - Director Transaction Reporting
Location
Charlotte, NC
Holdings as of
31 Dec 2019
Value $
$3.76B
Num holdings
621
Filing time
14 Feb 2020, 11:25:58 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included BABA, IVV, OEF, IWF, and IWO.
Previous filing
Q3 2019 - 13 Nov 2019
Next filing
Q1 2020 - 15 May 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Coone Director Transaction Reporting Dublin, Ireland 14 Feb 2020

Other Included Managers (4):

Num Name Location File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd Hong Kong, China 028-16290
2 Baring Asset Management Korea Ltd Seoul, Korea, Republic of 028-19111
3 BARING ASSET MANAGEMENT Ltd London, United Kingdom 028-16289
4 Baring SICE (Taiwan) LTD Taipei, Taiwan, Province of China