Period
Q2 2019
Calendar quarter covered by the filing.
BARINGS LLC portfolio
Q2 2019 · Holdings as of · Filed · reported in Form 13F
$4.63B
Full value: $4,627,653,000 · USD · 30 Jun 2019What changed in Q2 2019?
Comparable share positions since Q1 2019.
- New
- 107
- Increased
- 228
- Reduced
- 297
- Exited
- 121
2 positions with incomplete comparison or price data excluded.
Largest disclosed changes
-
shares
+13.64M
Full value: +13,639,681 · shares · 30 Jun 2019estimated+$134.21M
Full value: +$134,214,461 · USD · 30 Jun 2019 · Estimated from share changes and filing pricesWeight +2.9 percentage points
-
shares
-1.55M
Full value: -1,552,783 · shares · 30 Jun 2019estimated-$70.59M
Full value: -$70,590,000 · USD · 30 Jun 2019 · Estimated from share changes and filing pricesWeight -1.62 percentage points
-
shares
-3.33M
Full value: -3,327,682 · shares · 30 Jun 2019estimated-$32.15M
Full value: -$32,145,000 · USD · 30 Jun 2019 · Estimated from share changes and filing pricesWeight -0.74 percentage points
-
shares
+765.12K
Full value: +765,115 · shares · 30 Jun 2019estimated+$27.67M
Full value: +$27,673,980 · USD · 30 Jun 2019 · Estimated from share changes and filing pricesWeight +0.6 percentage points
-
shares
+185.08K
Full value: +185,081 · shares · 30 Jun 2019estimated+$21.8M
Full value: +$21,795,102 · USD · 30 Jun 2019 · Estimated from share changes and filing pricesWeight +0.48 percentage points
Estimates use share changes and filing prices. They are not trade proceeds. Options and principal positions are excluded.
Compare with Q1 2019Holdings
| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value change | SEC-reported value | SEC-reported price | Shares | Principal |
|---|
Filing details and SEC source
- Portfolio date
- 30 Jun 2019
- Reported 13F value
- $4,627,653,000
- Reported 13F holdings
- 693
- Largest 13F holdings
-
BABA IWF IVV IWO OEF BBDC AVB EQR PLD MAA WELL EQIX
+8 more
MSFT BXP AMH MBT REG TSM NNN AAPL - What this filing covers
-
13F holdings
693Parsed equity rows, excluding option-only view rows.
Reported value
$4,627,653,000SEC Form 13F market value, not total AUM.
Accepted by SEC
12 Aug 2019EDGAR acceptance date.
How to read this filing
- Start with the largest positions and changes, then open issuer-level rows for CUSIP-specific history.
- Form 13F market value excludes cash and many non-13F assets, so it should not be treated as total assets under management.
- SEC classifies this as a holdings report: this manager reports its visible U.S.-listed equity holdings in this filing.
- Manager signature
- Rob Knight - Head of Operational Compliance
- Manager location
- Charlotte, NC
- Accepted by SEC
- 12 Aug 2019, 10:33:09 UTC
- SEC form
- 13F-HR
- Prior SEC filing
- Q1 2019 - 08 May 2019
- Next SEC filing
- Q3 2019 - 13 Nov 2019
- Source filing
- View source filing
13F snapshot
Latest parsed holdings, value, and filing-period context.
1 signal
Manager
Names, identifiers, and filing context for this profile.
2 identity fields
Source evidence
Original filing metadata and source links for verification.
5 source fields
This view compares filing 2019 Q2 with 2019 Q1. Changes are calculated against the previous SEC filing.
SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held.
* marks a reported price that did not pass the local price check.
* marks a reported price that did not pass the local price check.
Person Signing this Report on Behalf of Reporting Manager:
| Name | Title | City, State | Date |
|---|---|---|---|
| Rob Knight | Head of Operational Compliance | London, United Kingdom | 12 Aug 2019 |
Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.
Other Included Managers (5):
| Num | Name | Location | File Number |
|---|---|---|---|
| 3 | BARING ASSET MANAGEMENT Ltd | London, United Kingdom | 028-16289 |
| 2 | Baring Asset Management Korea Ltd | Seoul, Korea, Republic of | 028-19111 |
| 5 | Baring International Investment Ltd | London, United Kingdom | 028-15112 |
| 4 | Baring SICE (Taiwan) Limited | ||
| 1 | BARING ASSET MANAGEMENT (ASIA) Ltd | Hong Kong, China | 028-16290 |