Period
Q3 2018
Calendar quarter covered by the filing.
BARINGS LLC portfolio
Q3 2018 · Holdings as of · Filed · $4,981,354,000 reported in Form 13F
What changed in Q3 2018?
Comparable share positions since Q2 2018.
- New
- 55
- Increased
- 150
- Reduced
- 288
- Exited
- 75
2 positions with incomplete comparison or price data excluded.
Largest disclosed changes
-
8,857,581 shares
+$88,664,000 estimated
Weight +1.78 percentage points
-
306,211 shares
+$55,470,523 estimated
Weight +1.11 percentage points
-
631,531 shares
+$54,715,548 estimated
Weight +1.1 percentage points
-
-171,298 shares
-$42,264,849 estimated
Weight -0.82 percentage points
-
-251,807 shares
-$34,675,825 estimated
Weight -0.6 percentage points
Estimates use share changes and filing prices. They are not trade proceeds. Options and principal positions are excluded.
Compare with Q2 2018Holdings
| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value change | SEC-reported value | SEC-reported price | Shares | Principal |
|---|
Filing details and SEC source
- Portfolio date
- 30 Sep 2018
- Reported 13F value
- $4,981,354,000
- Reported 13F holdings
- 765
- Largest 13F holdings
-
BABA IWF OEF IVV IWO BBDC PLD DLR UDR AAPL SPG AMZN
+8 more
TSM BXP EQIX MSFT AVB EXR BIDU REG - What this filing covers
-
13F holdings
765Parsed equity rows, excluding option-only view rows.
Reported value
$4,981,354,000SEC Form 13F market value, not total AUM.
Accepted by SEC
26 Oct 2018EDGAR acceptance date.
How to read this filing
- Start with the largest positions and changes, then open issuer-level rows for CUSIP-specific history.
- Form 13F market value excludes cash and many non-13F assets, so it should not be treated as total assets under management.
- SEC classifies this as a holdings report: this manager reports its visible U.S.-listed equity holdings in this filing.
- Manager signature
- Rob Knight - Head of Operational Compliance
- Manager location
- Charlotte, NC
- Accepted by SEC
- 26 Oct 2018, 17:18:25 UTC
- SEC form
- 13F-HR
- Prior SEC filing
- Q2 2018 - 03 Aug 2018
- Next SEC filing
- Q4 2018 - 07 Feb 2019
- Source filing
- View source filing
- Options holdings
- Showing equity holdings. Open options holdings.
13F snapshot
Latest parsed holdings, value, and filing-period context.
1 signal
Manager
Names, identifiers, and filing context for this profile.
2 identity fields
Source evidence
Original filing metadata and source links for verification.
5 source fields
Related views
1 detail
This view compares filing 2018 Q3 with 2018 Q2. Changes are calculated against the previous SEC filing.
SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held.
* marks a reported price that did not pass the local price check.
* marks a reported price that did not pass the local price check.
Person Signing this Report on Behalf of Reporting Manager:
| Name | Title | City, State | Date |
|---|---|---|---|
| Rob Knight | Head of Operational Compliance | London, United Kingdom | 26 Oct 2018 |
Barings LLC (Barings) is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.
Other Included Managers (5):
| Num | Name | Location | File Number |
|---|---|---|---|
| 2 | BARING ASSET MANAGEMENT Ltd | London, United Kingdom | 028-16289 |
| 3 | Baring International Investment Ltd | London, United Kingdom | 028-15112 |
| 11 | OppenheimerFunds, Inc. | New York, NY | 028-00203 |
| 12 | Russell Investments Group, Ltd. | London | 028-17598 |
| 1 | BARING ASSET MANAGEMENT (ASIA) Ltd | Hong Kong, China | 028-16290 |