Period
Q3 2016
Calendar quarter covered by the filing.
BARINGS LLC
Q3 2016 13F Holdings Report, Stock Holdings
- Portfolio date
- 30 Sep 2016
- Reported 13F value
- $2,060,084,000
- Reported 13F holdings
- 786
- What this filing covers
-
13F holdings
786Parsed equity rows, excluding option-only view rows.
Reported value
$2,060,084,000SEC Form 13F market value, not total AUM.
Accepted by SEC
14 Nov 2016EDGAR acceptance date.
How to read this filing
- Start with the largest positions and changes, then open issuer-level rows for CUSIP-specific history.
- Form 13F market value excludes cash and many non-13F assets, so it should not be treated as total assets under management.
- SEC classifies this as a holdings report: this manager reports its visible U.S.-listed equity holdings in this filing.
- Largest 13F holdings
-
PG EFA IWV AAPL MSFT TCPC JNJ GE MICRON TECHNOLOGY INC. MICROCHIP TECHNOLOGY INC. XOM MERITOR, INC.
+8 more
AMZN INTC GOOGL AEUA C JPM GOOG WHITING PETROLEUM CORP. - Manager signature
- Ann Malloy - Director
- Manager location
- Charlotte, NC
- Accepted by SEC
- 14 Nov 2016, 16:09:04 UTC
- SEC form
- 13F-HR
- Prior SEC filing
- Q2 2016 - 15 Aug 2016
- Next SEC filing
- Q4 2016 - 15 Feb 2017
- Source filing
- View source filing
- Options holdings
- Showing equity holdings. Open options holdings.
13F snapshot
Latest parsed holdings, value, and filing-period context.
2 signals
Manager
Names, identifiers, and filing context for this profile.
2 identity fields
Source evidence
Original filing metadata and source links for verification.
5 source fields
Related views
1 detail
BARINGS LLC Q3 2016 Portfolio
Key filing fact
BARINGS LLC reported $2,060,084,000 across 786 holdings in Q3 2016.
Key facts
- BARINGS LLC reported 13f holdings report, stock holdings for Q3 2016.
- 13F holdings value: $2,060,084,000.
- 786 holdings are listed in this filing snapshot.
Change
- Previous comparable filing: Q2 2016.
- Value moved from $2,159,052,000 to $2,060,084,000.
Research use
- This filing-level page explains what the portfolio report tells you before the holdings table.
- You can cite quarter, value, and filing timestamp directly from SEC-linked data.
Evidence
Backed by Form 13F
View source filing
Portfolio-level numbers on this page come from the original SEC Form 13F filing.
13F holdings
13F holdings
Security, weight, value, share count, and activity in one filing-backed table.
Holdings
786
Value
$2,060,084,000
Period
Q3 2016
| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value change | SEC-reported value | SEC-reported price | Shares | Principal |
|---|
This view compares filing 2016 Q3 with 2016 Q2. Changes are calculated against the previous SEC filing.
SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held.
* marks a reported price that did not pass the local price check.
* marks a reported price that did not pass the local price check.
Person Signing this Report on Behalf of Reporting Manager:
| Name | Title | City, State | Date |
|---|---|---|---|
| Ann Malloy | Director | Boston, Massachusetts | 14 Nov 2016 |
Barings LLC (Barings) is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.