BARINGS LLC

Q3 2016 13F Holdings Report, Stock Holdings

Signature - Title
Ann Malloy - Director
Location
Charlotte, NC
Holdings as of
30 Sep 2016
Value $
$2.06B
Num holdings
786
Filing time
14 Nov 2016, 16:09:04 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included PG, EFA, IWV, AAPL, and MSFT.
Previous filing
Q2 2016 - 15 Aug 2016
Next filing
Q4 2016 - 15 Feb 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ann Malloy Director Boston, Massachusetts 14 Nov 2016

Barings LLC (Barings) is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.