BARINGS LLC

Q2 2016 13F Holdings Report, Options Holdings

Signature - Title
Christina Coone - Head of Regulatory Solutions
Location
Charlotte, NC
Options holdings as of
June 30, 2016
Notional value $
$1.72B
Number of holdings
4
Date filed
8/15/2016, 01:46 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2016 - May 16, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q2 compared to 2016 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Melissa LaGrant Managing Director Boston, Massachusetts 8/15/2016

Babson Capital Management LLC (Babson Capital) is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Babson Capital has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Babson Capital.