PenderFund Capital Management Ltd.

Holdings History for OPKO HEALTH INC - NOTE 4.500% 2/1

Investment type: Debt / NOTE 4.500% 2/1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Price	All Holders
31 Dec 2023	91%	0%	$18,534,932	14,000,000	132.39%	Q4 2023
30 Sep 2023		0%	$18,892,000	14,000,000	134.94% ^*	Q3 2023
30 Jun 2023	22%	0%	$19,427,000	14,000,000	138.76%	Q2 2023
31 Mar 2023		0%	$17,548,000	14,000,000	125.34% ^*	Q1 2023
31 Dec 2022	18%	0%	$16,880,000	14,000,000	120.57%	Q4 2022
30 Sep 2022	85%	0%	$13,173,000	10,000,000	131.73%	Q3 2022
30 Jun 2022		0%	$13,406,000	10,000,000	134.06% ^*	Q2 2022
31 Mar 2022		0%	$14,791,000	10,000,000	147.91% ^*	Q1 2022
31 Dec 2021		0%	$10,677,000	6,000,000	177.95% ^*	Q4 2021
30 Sep 2021		0%	$9,485,000	6,000,000	158.08% ^*	Q3 2021
30 Jun 2021	23%	0%	$9,871,000	6,000,000	164.52%	Q2 2021
31 Mar 2021	3.1%	0%	$3,384,000	2,000,000	169.2%	Q1 2021
30 Jun 2020		0%	$12,702,000	8,790,000	144.51% ^*	Q2 2020

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.