PenderFund Capital Management Ltd.

Holdings History for INTREXON CORP - NOTE 3.500% 7/0

Investment type: Debt / NOTE 3.500% 7/0

Holdings date	Change	Value $	Principal	Price	All Holders
30 Jun 2022	0%	$20,939,000	20,400,000	102.64% ^*	Q2 2022
31 Mar 2022	0%	$20,312,000	20,400,000	99.57% ^*	Q1 2022
31 Dec 2021	0%	$22,865,000	22,400,000	102.08% ^*	Q4 2021
30 Sep 2021	0%	$18,423,000	17,400,000	105.88% ^*	Q3 2021
30 Jun 2021	0%	$10,799,000	10,000,000	107.99% ^*	Q2 2021

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.