Advisor Group, Inc.

Holdings History for SPDR S&P 500 ETF TR - PUT

Investment type: Equity / PUT

Holdings date	Option	Weight	Change	Value $	Shares	Price	All Holders
31 Dec 2019	put	6.3%	0%	$40,000	145	$275.86	Q4 2019
31 Dec 2019	put		0%	$34,000	103	$330.10 ^*	Q4 2019
30 Sep 2019	put		0%	$50,000	128	$390.62 ^*	Q3 2019
30 Jun 2019	put		0%	$60,000	153	$392.16 ^*	Q2 2019
31 Mar 2019	put	37%	0%	$70,000	165	$424.24	Q1 2019
31 Dec 2018	put		0%	$256,000	161	$1590.06 ^*	Q4 2018
30 Sep 2018	put	56%	0%	$50,000	140	$357.14	Q3 2018
30 Jun 2018	put		0%	$64,000	124	$516.13 ^*	Q2 2018
31 Mar 2018	put		0%	$85,000	134	$634.33 ^*	Q1 2018
31 Dec 2017	put	73%	0%	$37,000	129	$286.82	Q4 2017
30 Sep 2017	put		0%	$36,000	223	$161.43 ^*	Q3 2017
30 Jun 2017	put		0%	$31,000	93	$333.33 ^*	Q2 2017
31 Mar 2017	put		0%	$24,000	78	$307.69 ^*	Q1 2017
31 Dec 2016	put		0%	$21,000	66	$318.18 ^*	Q4 2016
30 Sep 2016	put	4%	0%	$1,000	6	$166.67	Q3 2016
30 Sep 2016	put		0%	$10,000	35	$285.71 ^*	Q3 2016
30 Jun 2016	put		0%	$6,000	20	$300.00 ^*	Q2 2016

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.