Cetera Investment Advisers

Holdings History for First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Small Cap Growth AlphaDEX(R) Fund (FYC)

Symbol: FYC
Investment type: Equity / First Trust Small Cap Growth AlphaDEX(R) Fund

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2025	0.03%	+0%	$24,510,967	255,008	+30,536	+14%	$96.12	Q4 2025
30 Sep 2025	0.02%	+0%	$20,362,646	224,472	+33,089	+17%	$90.71	Q3 2025
30 Jun 2025	0.03%	+0%	$15,230,203	191,383	+36,449	+24%	$79.58	Q2 2025
31 Mar 2025	0.02%	+0.01%	$10,659,463	154,934	+45,204		$68.80	Q1 2025
31 Dec 2024	0.02%	+0%	$8,496,415	109,730	+23,878	+28%	$77.43	Q4 2024
30 Sep 2024	0.01%	+0%	$6,384,832	85,852	+28,950	+51%	$74.37	Q3 2024
30 Jun 2024	0.01%	+0%	$3,749,294	56,902	+20,158	+55%	$65.89	Q2 2024
31 Mar 2024	0.01%	+0.01%	$2,413,887	36,744	+36,744	NEW	$65.69	Q1 2024
30 Sep 2019		-0.03%	$0	0	-5,685	-100%	$99.66	Q3 2019
30 Jun 2019	0.03%	+0.03%	$263,000	5,685	+5,685	NEW	$46.26	Q2 2019

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.