PT ASSET MANAGEMENT, LLC

Holdings History for YUM BRANDS INC - Common Stock (YUM)

Symbol: YUM on NYSE
Investment type: Equity / Common Stock

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2016	call		-1.2%	$0	0	-52,000	-100%	$159.57	Q4 2016
31 Dec 2016	put		-1.1%	$0	0	-47,500	-100%	$159.57	Q4 2016
30 Sep 2016	call	1.2%	-0.45%	$4,722,000	52,000	-19,000	-27%	$90.81	Q3 2016
30 Sep 2016	put	1.1%	0%	$4,312,000	47,500	0		$90.78	Q3 2016
30 Jun 2016	call	1%	+0.27%	$5,887,000	71,000	+19,000	+37%	$82.92	Q2 2016
30 Jun 2016	put	0.68%	+0.34%	$3,938,000	47,500	+24,000	+102%	$82.91	Q2 2016
31 Mar 2016	call	1.2%	+0.4%	$4,256,000	52,000	+17,000	+49%	$81.85	Q1 2016
31 Mar 2016	put	0.56%	-0.51%	$1,924,000	23,500	-21,700	-48%	$81.87	Q1 2016
31 Dec 2015	call	0.52%	+0.23%	$2,557,000	35,000	+15,500	+79%	$73.06	Q4 2015
31 Dec 2015	put	0.67%	+0.1%	$3,302,000	45,200	+6,500	+17%	$73.05	Q4 2015
30 Sep 2015	call	0.43%	+0.05%	$1,560,000	19,500	+2,500	+15%	$80.00	Q3 2015
30 Sep 2015	put	0.85%	0%	$3,095,000	38,700	0		$79.97	Q3 2015
30 Jun 2015	call	0.53%	-0.13%	$1,531,000	17,000	-4,000	-19%	$90.06	Q2 2015
30 Jun 2015	put	1.2%	0%	$3,486,000	38,700	0		$90.08	Q2 2015
31 Mar 2015			-0.03%	$0	0	-535	-100%	$159.57	Q1 2015
31 Mar 2015	call	0.61%	-0.36%	$1,653,000	21,000	-12,300	-37%	$78.71	Q1 2015
31 Mar 2015	put	1.1%	-0.05%	$3,045,000	38,700	-1,800	-4.4%	$78.68	Q1 2015
31 Dec 2014		0.03%	0%	$39,000	535	0		$72.90	Q4 2014
31 Dec 2014	call	1%	0%	$2,427,000	33,300	0		$72.88	Q4 2014
31 Dec 2014	put	1.2%	0%	$2,950,000	40,500	0		$72.84	Q4 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.