PT ASSET MANAGEMENT, LLC

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2018	put	100%	+22%	$7,123,000	24,500	+5,500	+29%	$290.73	Q3 2018
30 Jun 2018	put	100%	-26%	$5,154,000	19,000	-5,000	-21%	$271.26	Q2 2018
31 Mar 2018	put	100%	-1931%	$6,316,000	24,000	-463,500	-95%	$263.17	Q1 2018
31 Dec 2017	call		-4.1%	$0	0	-30,000	-100%	$689.30	Q4 2017
31 Dec 2017	put	86%	-2.1%	$130,095,000	487,500	-12,000	-2.4%	$266.86	Q4 2017
30 Sep 2017	call	4.1%	+4.1%	$7,537,000	30,000	+30,000	NEW	$251.23	Q3 2017
30 Sep 2017	put	69%	+69%	$125,490,000	499,500	+499,500	NEW	$251.23	Q3 2017
30 Jun 2017	put		-5.6%	$0	0	-79,900	-100%	$689.30	Q2 2017
31 Mar 2017	put	5.6%	+5.6%	$18,836,000	79,900	+79,900	NEW	$235.74	Q1 2017
30 Sep 2016	call		-8.5%	$0	0	-235,000	-100%	$689.30	Q3 2016
30 Sep 2016	put		-21%	$0	0	-592,400	-100%	$689.30	Q3 2016
30 Jun 2016			-2.5%	$0	0	-5,000	-100%	$689.30	Q2 2016
30 Jun 2016	call	8.5%	+4.9%	$49,239,000	235,000	+135,000	+135%	$209.53	Q2 2016
30 Jun 2016	put	21%	+20%	$124,122,000	592,400	+552,400	+1381%	$209.52	Q2 2016
31 Mar 2016		2.3%	+2.5%	$1,028,000	5,000	+5,000	NEW	$205.60	Q1 2016
31 Mar 2016	call	5.9%	+3.6%	$20,551,000	100,000	+60,000	+150%	$205.51	Q1 2016
31 Mar 2016	put	2.4%	-1.7%	$8,220,000	40,000	-29,000	-42%	$205.50	Q1 2016
31 Dec 2015	call	1.7%	-3.5%	$8,154,000	40,000	-83,000	-67%	$203.85	Q4 2015
31 Dec 2015	put	2.9%	-1.3%	$14,067,000	69,000	-31,000	-31%	$203.87	Q4 2015
30 Sep 2015	call	6.5%	+6.5%	$23,568,000	123,000	+123,000	NEW	$191.61	Q3 2015
30 Sep 2015	put	5.2%	+5.2%	$19,162,000	100,000	+100,000	NEW	$191.62	Q3 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.