PT ASSET MANAGEMENT, LLC

Holdings History for CARNIVAL CORP - Trust Shares (beneficial interest in Special Voting Share) (CCL)

Symbol: CCL on NYSE
Investment type: Equity / Trust Shares (beneficial interest in Special Voting Share)

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2017	call		-0.82%	$0	0	-46,900	-100%	$31.61	Q2 2017
30 Jun 2017	put		-0.66%	$0	0	-38,000	-100%	$31.61	Q2 2017
31 Mar 2017	call	0.82%	0%	$2,763,000	46,900	0		$58.91	Q1 2017
31 Mar 2017	put	0.66%	-0.42%	$2,239,000	38,000	-24,000	-39%	$58.92	Q1 2017
31 Dec 2016			-0.62%	$0	0	-5,550	-100%	$31.61	Q4 2016
31 Dec 2016	call	0.67%	+0.22%	$2,442,000	46,900	+15,200	+48%	$52.07	Q4 2016
31 Dec 2016	put	0.88%	+0.09%	$3,227,000	62,000	+6,000	+11%	$52.05	Q4 2016
30 Sep 2016		0.62%	-0.6%	$271,000	5,550	-5,400	-49%	$48.83	Q3 2016
30 Sep 2016	call	0.4%	+0.34%	$1,547,000	31,700	+26,900	+560%	$48.80	Q3 2016
30 Sep 2016	put	0.71%	+0.4%	$2,734,000	56,000	+32,000	+133%	$48.82	Q3 2016
30 Jun 2016		1.1%	+0.76%	$484,000	10,950	+6,600	+152%	$44.20	Q2 2016
30 Jun 2016	call	0.04%	0%	$212,000	4,800	0		$44.17	Q2 2016
30 Jun 2016	put	0.18%	0%	$1,061,000	24,000	0		$44.21	Q2 2016
31 Mar 2016		0.51%	+0.57%	$230,000	4,350	+4,350	NEW	$52.87	Q1 2016
31 Mar 2016	call	0.07%	-0.15%	$253,000	4,800	-10,000	-68%	$52.71	Q1 2016
31 Mar 2016	put	0.37%	-0.2%	$1,266,000	24,000	-13,000	-35%	$52.75	Q1 2016
31 Dec 2015	call	0.16%	0%	$807,000	14,800	0		$54.53	Q4 2015
31 Dec 2015	put	0.41%	0%	$2,016,000	37,000	0		$54.49	Q4 2015
30 Sep 2015	call	0.2%	0%	$736,000	14,800	0		$49.73	Q3 2015
30 Sep 2015	put	0.5%	+0.22%	$1,839,000	37,000	+16,000	+76%	$49.70	Q3 2015
30 Jun 2015	call	0.26%	+0.08%	$731,000	14,800	+4,800	+48%	$49.39	Q2 2015
30 Jun 2015	put	0.36%	+0.05%	$1,037,000	21,000	+3,000	+17%	$49.38	Q2 2015
31 Mar 2015	call	0.18%	-0.19%	$478,000	10,000	-10,500	-51%	$47.80	Q1 2015
31 Mar 2015	put	0.32%	0%	$861,000	18,000	0		$47.83	Q1 2015
31 Dec 2014	call	0.38%	0%	$929,000	20,500	0		$45.32	Q4 2014
31 Dec 2014	put	0.33%	0%	$816,000	18,000	0		$45.33	Q4 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.