Opus Point Partners Management, LLC

Holdings History for ISHARES TR - ISHARES BIOTECH (IBB)

Symbol: IBB
Investment type: Equity / ISHARES BIOTECH

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2019		27%	0%	$12,438,000	125,000	0		$99.50	Q3 2019
30 Sep 2019	call	100%	0%	$8,458,000	85,000	0		$99.51	Q3 2019
30 Jun 2019		23%	0%	$13,638,000	125,000	0		$109.10	Q2 2019
30 Jun 2019	call	100%	0%	$9,274,000	85,000	0		$109.11	Q2 2019
31 Mar 2019		22%	0%	$13,975,000	125,000	0		$111.80	Q1 2019
31 Mar 2019	call	100%	0%	$9,503,000	85,000	0		$111.80	Q1 2019
31 Dec 2018		32%	+32%	$12,054,000	125,000	+125,000	NEW	$96.43	Q4 2018
31 Dec 2018	call	100%	+100%	$8,197,000	85,000	+85,000	NEW	$96.44	Q4 2018
30 Sep 2018			-4.5%	$0	0	-18,750	-100%	$172.70	Q3 2018
30 Jun 2018		4.5%	0%	$2,059,000	18,750	0		$109.81	Q2 2018
31 Mar 2018		4.2%	-4.2%	$2,001,000	18,750	-18,750	-50%	$106.72	Q1 2018
31 Dec 2017		4.2%	+2.8%	$4,004,000	37,500	+25,000	+200%	$106.77	Q4 2017
30 Sep 2017		4.1%	0%	$4,170,000	12,500	0		$333.60	Q3 2017
30 Sep 2017	put		-20%	$0	0	-12,500	-100%	$172.70	Q3 2017
30 Jun 2017		4.3%	-4.4%	$3,876,000	12,500	-12,500	-50%	$310.08	Q2 2017
30 Jun 2017	put	20%	+20%	$3,876,000	12,500	+12,500	NEW	$310.08	Q2 2017
31 Mar 2017		5.8%	0%	$7,332,000	25,000	0		$293.28	Q1 2017
31 Dec 2016		6.4%	0%	$6,635,000	25,000	0		$265.40	Q4 2016
30 Sep 2016		7%	+2.1%	$7,236,000	25,000	+7,319	+41%	$289.44	Q3 2016
30 Jun 2016		4.4%	+4.4%	$4,550,000	17,681	+17,681	NEW	$257.34	Q2 2016
31 Mar 2016			-7.1%	$0	0	-31,600	-100%	$172.70	Q1 2016
31 Dec 2015		7.1%	+2.6%	$10,691,000	31,600	+11,600	+58%	$338.32	Q4 2015
30 Sep 2015		4.8%	+4.8%	$6,067,000	20,000	+20,000	NEW	$303.35	Q3 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.