Granite Point Capital Management, L.P.

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2023			-2.5%	$0	0	-5,500	-100%	$681.27	Q1 2023
31 Dec 2022		2.5%	0%	$2,103,365	5,500	0		$382.43	Q4 2022
30 Sep 2022		2.1%	+2.1%	$1,964,000	5,500	+5,500	NEW	$357.09	Q3 2022
31 Dec 2021	call		-31%	$0	0	-750,000	-100%	$681.27	Q4 2021
31 Dec 2021	put		-12%	$0	0	-300,000	-100%	$681.27	Q4 2021
30 Sep 2021	call	31%	-113%	$321,856,000	750,000	-2,750,000	-79%	$429.14	Q3 2021
30 Sep 2021	put	12%	+7.8%	$128,743,000	300,000	+190,000	+173%	$429.14	Q3 2021
30 Jun 2021	call	64%	+64%	$1,498,210,000	3,500,000	+3,500,000	NEW	$428.06	Q2 2021
30 Jun 2021	put	2%	-13%	$47,089,000	110,000	-740,000	-87%	$428.08	Q2 2021
31 Mar 2021	put	15%	+4.7%	$336,881,000	850,000	+275,000	+48%	$396.33	Q1 2021
31 Dec 2020	call		-21%	$0	0	-1,000,000	-100%	$681.27	Q4 2020
31 Dec 2020	put	13%	+4.1%	$214,981,000	575,000	+175,000	+44%	$373.88	Q4 2020
30 Sep 2020	call	21%	+7.3%	$334,890,000	1,000,000	+350,000	+54%	$334.89	Q3 2020
30 Sep 2020	put	8.4%	0%	$133,956,000	400,000	0		$334.89	Q3 2020
30 Jun 2020	call	12%	+12%	$200,434,000	650,000	+650,000	NEW	$308.36	Q2 2020
30 Jun 2020	put	7.2%	+7.2%	$123,344,000	400,000	+400,000	NEW	$308.36	Q2 2020
31 Mar 2020	put		-13%	$0	0	-200,000	-100%	$681.27	Q1 2020
31 Dec 2019	put	13%	-1.6%	$64,372,000	200,000	-25,000	-11%	$321.86	Q4 2019
30 Sep 2019	put	13%	-15%	$66,773,000	225,000	-260,000	-54%	$296.77	Q3 2019
30 Jun 2019	put	11%	+6.7%	$142,105,000	485,000	+310,000	+177%	$293.00	Q2 2019
31 Mar 2019			-2.3%	$0	0	-10,000	-100%	$681.27	Q1 2019
31 Mar 2019	call		-11%	$0	0	-175,000	-100%	$681.27	Q1 2019
31 Mar 2019	put	5.7%	+0.65%	$49,434,000	175,000	+20,000	+13%	$282.48	Q1 2019
31 Dec 2018		2.3%	+2.3%	$2,499,000	10,000	+10,000	NEW	$249.90	Q4 2018
31 Dec 2018	call	11%	+11%	$43,736,000	175,000	+175,000	NEW	$249.92	Q4 2018
31 Dec 2018	put	10%	-43%	$38,738,000	155,000	-670,000	-81%	$249.92	Q4 2018
30 Sep 2018	put	18%	+14%	$239,844,000	825,000	+655,000	+385%	$290.72	Q3 2018
30 Jun 2018	call		-35%	$0	0	-1,150,000	-100%	$681.27	Q2 2018
30 Jun 2018	put	5.9%	+1.4%	$46,118,000	170,000	+40,000	+31%	$271.28	Q2 2018
31 Mar 2018	call	35%	-18%	$302,623,000	1,150,000	-610,000	-35%	$263.15	Q1 2018
31 Mar 2018	put	3.9%	+3.9%	$34,210,000	130,000	+130,000	NEW	$263.15	Q1 2018
31 Dec 2017	call	56%	+56%	$469,674,000	1,760,000	+1,760,000	NEW	$266.86	Q4 2017
30 Sep 2017	put		-2.9%	$0	0	-30,000	-100%	$681.27	Q3 2017
30 Jun 2017	call		-40%	$0	0	-320,000	-100%	$681.27	Q2 2017
30 Jun 2017	put	2.9%	-12%	$7,254,000	30,000	-120,000	-80%	$241.80	Q2 2017
31 Mar 2017	call	40%	+40%	$75,437,000	320,000	+320,000	NEW	$235.74	Q1 2017
31 Mar 2017	put	19%	+19%	$35,361,000	150,000	+150,000	NEW	$235.74	Q1 2017
31 Dec 2016	call		-8%	$0	0	-50,000	-100%	$681.27	Q4 2016
31 Dec 2016	put		-1.6%	$0	0	-10,000	-100%	$681.27	Q4 2016
30 Sep 2016	call	8%	+8%	$10,815,000	50,000	+50,000	NEW	$216.30	Q3 2016
30 Sep 2016	put	1.6%	+1.6%	$2,163,000	10,000	+10,000	NEW	$216.30	Q3 2016
30 Jun 2016	call		-94%	$0	0	-2,540,000	-100%	$681.27	Q2 2016
31 Dec 2015	call	94%	+94%	$517,830,000	2,540,000	+2,540,000	NEW	$203.87	Q4 2015
31 Dec 2015	put		-1.8%	$0	0	-4,000	-100%	$681.27	Q4 2015
30 Sep 2015	put	1.8%	+1.8%	$767,000	4,000	+4,000	NEW	$191.75	Q3 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.