Granite Point Capital Management, L.P.

Holdings History for ISHARES TR - RUSSELL 2000 ETF (IWM)

Symbol: IWM
Investment type: Equity / RUSSELL 2000 ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2022	put		0%	$23,000	4,000	0		$5.75 ^*	Q2 2022
31 Mar 2022	put	0.44%	-22%	$821,000	4,000	-201,000	-98%	$205.25	Q1 2022
31 Dec 2021	put	14%	-29%	$45,603,000	205,000	-410,000	-67%	$222.45	Q4 2021
30 Sep 2021	put	13%	-11%	$134,531,000	615,000	-505,000	-45%	$218.75	Q3 2021
30 Jun 2021	put	11%	-6.8%	$256,893,000	1,120,000	-700,000	-38%	$229.37	Q2 2021
31 Mar 2021	put	17%	+4.6%	$402,112,000	1,820,000	+480,000	+36%	$220.94	Q1 2021
31 Dec 2020	call		-1.9%	$0	0	-200,000	-100%	$259.54	Q4 2020
31 Dec 2020	put	16%	+7.9%	$262,720,000	1,340,000	+640,000	+91%	$196.06	Q4 2020
30 Sep 2020	call	1.9%	-6.6%	$29,958,000	200,000	-700,000	-78%	$149.79	Q3 2020
30 Sep 2020	put	6.6%	+3.2%	$104,853,000	700,000	+337,500	+93%	$149.79	Q3 2020
30 Jun 2020	call	7.5%	+7.5%	$128,862,000	900,000	+900,000	NEW	$143.18	Q2 2020
30 Jun 2020	put	3%	+3%	$51,903,000	362,500	+362,500	NEW	$143.18	Q2 2020
31 Mar 2020	call		-13%	$0	0	-400,000	-100%	$259.54	Q1 2020
31 Dec 2019	call	13%	-36%	$66,268,000	400,000	-1,100,000	-73%	$165.67	Q4 2019
30 Sep 2019	call	43%	-43%	$227,010,000	1,500,000	-1,500,000	-50%	$151.34	Q3 2019
30 Sep 2019	put		-6.9%	$0	0	-600,000	-100%	$259.54	Q3 2019
30 Jun 2019	call	35%	+28%	$466,500,000	3,000,000	+2,417,900	+415%	$155.50	Q2 2019
30 Jun 2019	put	6.9%	-5.8%	$93,300,000	600,000	-500,000	-45%	$155.50	Q2 2019
31 Mar 2019	call	10%	+0.57%	$89,114,000	582,100	+32,100	+5.8%	$153.09	Q1 2019
31 Mar 2019	put	19%	+16%	$168,399,000	1,100,000	+900,000	+450%	$153.09	Q1 2019
31 Dec 2018	call	19%	-1.7%	$73,645,000	550,000	-50,000	-8.3%	$133.90	Q4 2018
31 Dec 2018	put	6.9%	-3.5%	$26,780,000	200,000	-100,000	-33%	$133.90	Q4 2018
30 Sep 2018	call	7.6%	0%	$101,130,000	600,000	0		$168.55	Q3 2018
30 Sep 2018	put	3.8%	-7.1%	$50,565,000	300,000	-564,400	-65%	$168.55	Q3 2018
30 Jun 2018	call	13%	-8.4%	$98,262,000	600,000	-400,000	-40%	$163.77	Q2 2018
30 Jun 2018	put	18%	+13%	$141,563,000	864,400	+614,400	+246%	$163.77	Q2 2018
31 Mar 2018	call	17%	+17%	$151,830,000	1,000,000	+1,000,000	NEW	$151.83	Q1 2018
31 Mar 2018	put	4.3%	+4.3%	$37,958,000	250,000	+250,000	NEW	$151.83	Q1 2018
31 Dec 2017	put		-14%	$0	0	-292,500	-100%	$259.54	Q4 2017
30 Sep 2017	put	14%	-4%	$43,515,000	292,500	-82,500	-22%	$148.77	Q3 2017
30 Jun 2017	put	21%	-2.5%	$52,845,000	375,000	-45,000	-11%	$140.92	Q2 2017
31 Mar 2017	put	31%	+31%	$57,742,000	420,000	+420,000	NEW	$137.48	Q1 2017
31 Dec 2016	put		-57%	$0	0	-615,000	-100%	$259.54	Q4 2016
30 Sep 2016	put	57%	0%	$76,389,000	615,000	0		$124.21	Q3 2016
30 Jun 2016	put		0%	$83,935,000	1,030,000	0		$81.49 ^*	Q2 2016
31 Dec 2015	put		-92%	$0	0	-360,000	-100%	$259.54	Q4 2015
30 Sep 2015	put	92%	-299%	$39,312,000	360,000	-1,165,000	-76%	$109.20	Q3 2015
30 Jun 2015	put	91%	+37%	$189,527,000	1,525,000	+625,000	+69%	$124.28	Q2 2015
31 Mar 2015	put	84%	+14%	$111,933,000	900,000	+150,000	+20%	$124.37	Q1 2015
31 Dec 2014	put	85%	-11%	$89,715,000	750,000	-100,000	-12%	$119.62	Q4 2014
30 Sep 2014			-34%	$0	0	-400,000	-100%	$259.54	Q3 2014
30 Sep 2014	put	90%	+90%	$92,947,000	850,000	+850,000	NEW	$109.35	Q3 2014
30 Jun 2014		34%	+34%	$47,524,000	400,000	+400,000	NEW	$118.81	Q2 2014
31 Mar 2014	put		0%	$3,293,000	9,600	0		$343.02 ^*	Q1 2014
31 Dec 2013	put	81%	0%	$144,137,000	1,250,000	0		$115.31	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.