Sound Point Capital Management, LP

Holdings History for ISHARES TR - RUSSELL 2000 ETF (IWM)

Symbol: IWM
Investment type: Equity / RUSSELL 2000 ETF

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2020	put		0%	$32,573,000	135,000	0		$241.28 ^*	Q4 2020
30 Sep 2020	put	47%	+15%	$19,772,000	132,000	+43,500	+49%	$149.79	Q3 2020
30 Jun 2020	put	48%	+48%	$12,671,000	88,500	+88,500	NEW	$143.18	Q2 2020
31 Mar 2020	put		-36%	$0	0	-238,000	-100%	$259.54	Q1 2020
31 Dec 2019	put	36%	+6.4%	$39,429,000	238,000	+42,500	+22%	$165.67	Q4 2019
30 Sep 2019	put	43%	+1.5%	$29,587,000	195,500	+7,000	+3.7%	$151.34	Q3 2019
30 Jun 2019	put	35%	-54%	$29,312,000	188,500	-287,500	-60%	$155.50	Q2 2019
31 Mar 2019	put	52%	+52%	$72,871,000	476,000	+476,000	NEW	$153.09	Q1 2019
31 Dec 2018	put		-82%	$0	0	-1,521,800	-100%	$259.54	Q4 2018
30 Sep 2018	put	82%	-4.3%	$256,499,000	1,521,800	-80,000	-5%	$168.55	Q3 2018
30 Jun 2018	put	83%	+83%	$262,327,000	1,601,800	+1,601,800	NEW	$163.77	Q2 2018
31 Mar 2018	put		-96%	$0	0	-1,264,900	-100%	$259.54	Q1 2018
31 Dec 2017	put	96%	+1.7%	$192,847,000	1,264,900	+22,300	+1.8%	$152.46	Q4 2017
30 Sep 2017	put	78%	-11%	$184,128,000	1,242,600	-172,600	-12%	$148.18	Q3 2017
30 Jun 2017	put	81%	+27%	$199,430,000	1,415,200	+465,200	+49%	$140.92	Q2 2017
31 Mar 2017	put	74%	0%	$130,606,000	950,000	0		$137.48	Q1 2017
31 Dec 2016	put	73%	+24%	$130,606,000	950,000	+319,400	+51%	$137.48	Q4 2016
30 Sep 2016	put	47%	+17%	$78,327,000	630,600	+229,000	+57%	$124.21	Q3 2016
30 Jun 2016	put	47%	-49%	$48,622,000	401,600	-263,500	-40%	$121.07	Q2 2016
31 Mar 2016	put	57%	-0.06%	$73,573,000	665,100	-700	-0.11%	$110.62	Q1 2016
31 Dec 2015	put	82%	0%	$74,982,000	665,800	0		$112.62	Q4 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.