Oxbow Advisors, LLC

Holdings History for CLEARBRIDGE ENERGY MLP TOTAL - EXCHANGE TRADED (CTR)

Symbol: CTR on NYSE
Investment type: Debt / EXCHANGE TRADED

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
30 Sep 2020		-0.27%	$0	0	-675,321	-100%	1700.0%	Q3 2020
30 Jun 2020	0.27%	-0.03%	$1,830,000	675,321	-65,189	-8.8%	270.98%	Q2 2020
31 Mar 2020	0.17%	-0.58%	$1,022,000	740,510	-2,509,027	-77%	138.01%	Q1 2020
31 Dec 2019	3.2%	+0.93%	$27,914,000	3,249,537	+934,532	+40%	859.01%	Q4 2019
30 Sep 2019	2.7%	+0.15%	$20,627,000	2,315,005	+126,631	+5.8%	891.01%	Q3 2019
30 Jun 2019	2.5%	+0.16%	$20,527,000	2,188,374	+137,238	+6.7%	938.0%	Q2 2019
31 Mar 2019	2.4%	-0.01%	$19,896,000	2,051,136	-5,776	-0.28%	970.0%	Q1 2019
31 Dec 2018	2.1%	+1%	$16,044,000	2,056,912	+1,003,772	+95%	780.0%	Q4 2018
30 Sep 2018	1.4%	+0.03%	$11,964,000	1,053,140	+20,730	+2%	1136.03%	Q3 2018
30 Jun 2018	1.5%	+0.11%	$11,532,000	1,032,410	+77,758	+8.1%	1117.0%	Q2 2018
31 Mar 2018	1.9%	+0.11%	$9,394,000	954,652	+54,257	+6%	984.02%	Q1 2018
31 Dec 2017	2%	+0.04%	$10,463,000	900,395	+19,275	+2.2%	1162.05%	Q4 2017
30 Sep 2017	2.1%	+0.16%	$11,199,000	881,120	+65,631	+8%	1271.0%	Q3 2017
30 Jun 2017	1.8%	+0.05%	$10,414,000	815,489	+23,864	+3%	1277.03%	Q2 2017
31 Mar 2017	1.8%	-0.1%	$10,798,000	791,625	-43,675	-5.2%	1364.03%	Q1 2017
31 Dec 2016	1.3%	+0.07%	$10,675,000	835,300	+43,530	+5.5%	1277.98%	Q4 2016
30 Sep 2016	1.4%	+0.96%	$10,348,000	791,770	+534,274	+207%	1306.95%	Q3 2016
30 Jun 2016	0.47%	-0.05%	$3,296,000	257,496	-29,776	-10%	1280.02%	Q2 2016
31 Mar 2016	0.42%	+0.02%	$2,982,000	287,272	+14,807	+5.4%	1038.04%	Q1 2016
31 Dec 2015	0.42%	+0.42%	$3,354,000	272,465	+272,465	NEW	1230.98%	Q4 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.