Panning Capital Management, LP

Holdings History for COLONY CAP INC - NOTE 3.875% 1/1

Investment type: Debt / NOTE 3.875% 1/1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
30 Sep 2016	37%	-33%	$14,140,000	14,400,000	-13,000,000	-47%	98.19%	Q3 2016
30 Jun 2016	79%	-73%	$26,383,000	27,400,000	-25,100,000	-48%	96.29%	Q2 2016
31 Mar 2016	100%	-15%	$47,417,000	52,500,000	-8,000,000	-13%	90.32%	Q1 2016
31 Dec 2015	62%	-2%	$57,422,000	60,500,000	-2,000,000	-3.2%	94.91%	Q4 2015
30 Sep 2015	68%	0%	$60,355,000	62,500,000	0		96.57%	Q3 2015
30 Jun 2015	29%	+3.5%	$63,929,000	62,500,000	+7,500,000	+14%	102.29%	Q2 2015
31 Mar 2015		-15%	$0	0	-28,500,000	-100%		Q1 2015
31 Mar 2015	29%	+29%	$59,781,000	55,000,000	+55,000,000	NEW	108.69%	Q1 2015
31 Dec 2014	15%	+15%	$29,551,000	28,500,000	+28,500,000	NEW	103.69%	Q4 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.