Hilton Capital Management, LLC

Holdings History for SARATOGA INVESTMENT CORP. - DOMESTIC PREFERREDS (SAF)

Symbol: SAF
Investment type: Debt / DOMESTIC PREFERREDS

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
31 Mar 2019		-0.69%	$0	0	-163,761	-100%		Q1 2019
31 Dec 2018		-0.64%	$0	0	-171,237	-100%		Q4 2018
31 Dec 2018	0.69%	+0.69%	$3,848,000	163,761	+163,761	NEW	2349.77%	Q4 2018
30 Sep 2018	0.64%	+0.64%	$4,281,000	171,237	+171,237	NEW	2500.04%	Q3 2018

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.