Lombard Odier Asset Management (Europe) Ltd

Holdings History for Alibaba Group Holding Ltd - Ordinary shares, par value US$0.000003125 per share (BABA)

Symbol: BABA on NYSE
Investment type: Equity / Ordinary shares, par value US$0.000003125 per share

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2023	call		-9.9%	$0	0	-88,700	-100%	$164.32	Q2 2023
31 Mar 2023	call	9.9%	+9.9%	$9,063,366	88,700	+88,700	NEW	$102.18	Q1 2023
31 Dec 2021			0%	$1,819,000	11,025	0		$164.99 ^*	Q4 2021
31 Dec 2021	call		0%	$773,000	88,700	0		$8.71 ^*	Q4 2021
30 Sep 2021	call		0%	$1,430,000	90,800	0		$15.75 ^*	Q3 2021
30 Jun 2021	call	42%	0%	$43,338,000	191,100	0		$226.78	Q2 2021
31 Mar 2021	call	24%	+24%	$43,328,000	191,100	+191,100	NEW	$226.73	Q1 2021
31 Dec 2020	call		-31%	$0	0	-253,700	-100%	$164.32	Q4 2020
30 Sep 2020	call	31%	+31%	$74,583,000	253,700	+253,700	NEW	$293.98	Q3 2020
30 Jun 2020	call		-0.72%	$0	0	-2,500	-100%	$164.32	Q2 2020
31 Mar 2020			-0.65%	$0	0	-38,400	-100%	$164.32	Q1 2020
31 Mar 2020	call	0.72%	+0.72%	$486,000	2,500	+2,500	NEW	$194.40	Q1 2020
31 Dec 2019		0.65%	0%	$8,145,000	38,400	0		$212.11	Q4 2019
30 Sep 2019		0.55%	-0.02%	$6,422,000	38,400	-1,600	-4%	$167.24	Q3 2019
30 Jun 2019		0.61%	+0.61%	$6,778,000	40,000	+40,000	NEW	$169.45	Q2 2019
31 Mar 2019			-0.54%	$0	0	-38,500	-100%	$164.32	Q1 2019
31 Dec 2018		0.54%	-0.16%	$5,277,000	38,500	-11,500	-23%	$137.06	Q4 2018
31 Dec 2018	call		-4.7%	$0	0	-65,000	-100%	$164.32	Q4 2018
30 Sep 2018		0.68%	-0.17%	$8,238,000	50,000	-12,300	-20%	$164.76	Q3 2018
30 Sep 2018	call	4.7%	0%	$10,709,000	65,000	0		$164.75	Q3 2018
30 Jun 2018		1%	+1%	$11,559,000	62,300	+62,300	NEW	$185.54	Q2 2018
30 Jun 2018	call	6.8%	0%	$12,059,000	65,000	0		$185.52	Q2 2018
31 Mar 2018	call	7.9%	0%	$11,930,000	65,000	0		$183.54	Q1 2018
31 Dec 2017	call	5.1%	0%	$11,208,000	65,000	0		$172.43	Q4 2017
30 Sep 2017	call	4.8%	+4.8%	$11,226,000	65,000	+65,000	NEW	$172.71	Q3 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.