MIZUHO SECURITIES USA LLC

Holdings History for 3D SYSTEMS CORP - Common Stock (DDD)

Symbol: DDD on NYSE
Investment type: Equity / Common Stock

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2018			-0.13%	$0	0	-89,000	-100%	$2.05	Q3 2018
30 Jun 2018		0.13%	-0.2%	$1,229,090	89,000	-143,100	-62%	$13.81	Q2 2018
30 Jun 2018	call		0%	$30	89,000	0		$0.00 ^*	Q2 2018
30 Jun 2018	put		0%	$208	89,000	0		$0.00 ^*	Q2 2018
31 Mar 2018		0.17%	+0.11%	$2,690,000	232,100	+149,500	+181%	$11.59	Q1 2018
31 Mar 2018	put		0%	$811,000	232,100	0		$3.49 ^*	Q1 2018
31 Dec 2017		0.04%	-0.04%	$714,000	82,600	-94,600	-53%	$8.64	Q4 2017
31 Dec 2017	call		0%	$8,000	82,600	0		$0.10 ^*	Q4 2017
31 Dec 2017	put		0%	$3,400,000	82,600	0		$41.16 ^*	Q4 2017
30 Sep 2017		0.12%	-0.07%	$2,373,000	177,200	-100,000	-36%	$13.39	Q3 2017
30 Sep 2017	put		0%	$1,497,000	177,200	0		$8.45 ^*	Q3 2017
30 Jun 2017		0.27%	+0.26%	$5,184,000	277,200	+268,000	+2913%	$18.70	Q2 2017
30 Jun 2017	put		0%	$2,001,000	277,200	0		$7.22 ^*	Q2 2017
31 Mar 2017		0.01%	-0.2%	$135,000	9,200	-245,700	-96%	$14.67	Q1 2017
31 Mar 2017	call		0%	$8,000	9,200	0		$0.87 ^*	Q1 2017
31 Mar 2017	put		0%	$652,000	9,200	0		$70.87 ^*	Q1 2017
31 Dec 2016		0.15%	+0.08%	$3,388,000	254,900	+134,400	+112%	$13.29	Q4 2016
31 Dec 2016	put		0%	$2,109,000	254,900	0		$8.27 ^*	Q4 2016
30 Sep 2016		0.18%	-0.03%	$2,163,000	120,500	-19,900	-14%	$17.95	Q3 2016
30 Sep 2016	call		0%	$160,000	120,500	0		$1.33 ^*	Q3 2016
30 Sep 2016	put		0%	$835,000	120,500	0		$6.93 ^*	Q3 2016
30 Jun 2016		0.32%	+0.04%	$1,922,000	140,400	+18,800	+15%	$13.69	Q2 2016
30 Jun 2016	call		0%	$111,000	140,000	0		$0.79 ^*	Q2 2016
30 Jun 2016	put	30%	+3.9%	$1,962,000	140,000	+18,400	+15%	$14.01	Q2 2016
31 Mar 2016		0.44%	-0.66%	$1,881,000	121,600	-181,100	-60%	$15.47	Q1 2016
31 Mar 2016	call		0%	$350,000	121,600	0		$2.88 ^*	Q1 2016
31 Mar 2016	put	39%	0%	$1,863,000	121,600	0		$15.32	Q1 2016
31 Dec 2015		0.34%	+0.17%	$2,630,000	302,700	+148,600	+96%	$8.69	Q4 2015
31 Dec 2015	put		0%	$6,131,000	302,700	0		$20.25 ^*	Q4 2015
30 Sep 2015		0.52%	-0.14%	$1,780,000	154,100	-40,300	-21%	$11.55	Q3 2015
30 Sep 2015	put		0%	$4,137,000	154,100	0		$26.85 ^*	Q3 2015
30 Jun 2015		0.47%	-0.05%	$3,795,000	194,400	-19,500	-9.1%	$19.52	Q2 2015
30 Jun 2015	call		0%	$1,000	194,400	0		$0.01 ^*	Q2 2015
30 Jun 2015	put	42%	0%	$4,382,000	194,400	0		$22.54	Q2 2015
31 Mar 2015		0.78%	+0.24%	$5,865,000	213,900	+64,800	+43%	$27.42	Q1 2015
31 Mar 2015	put		0%	$3,901,000	213,900	0		$18.24 ^*	Q1 2015
31 Dec 2014		0.5%	+0.2%	$4,901,000	149,100	+58,800	+65%	$32.87	Q4 2014
31 Dec 2014	put		0%	$1,842,000	150,900	0		$12.21 ^*	Q4 2014
30 Sep 2014		0.49%	+0.49%	$4,187,000	90,300	+90,300	NEW	$46.37	Q3 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.