MIZUHO SECURITIES USA LLC

Holdings History for ISHARES TR - 20 YR TR BD ETF (TLT)

Symbol: TLT
Investment type: Equity / 20 YR TR BD ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2018			-2.5%	$0	0	-200,000	-100%	$89.23	Q3 2018
30 Jun 2018		2.5%	+2.5%	$24,344,000	200,000	+200,000	NEW	$121.72	Q2 2018
30 Sep 2017			-1.9%	$0	0	-300,000	-100%	$89.23	Q3 2017
30 Jun 2017		1.9%	+1.9%	$37,536,000	300,000	+300,000	NEW	$125.12	Q2 2017
31 Mar 2017			-1.5%	$0	0	-300,000	-100%	$89.23	Q1 2017
31 Dec 2016		1.5%	-6.2%	$35,739,000	300,000	-1,200,000	-80%	$119.13	Q4 2016
30 Sep 2016		18%	+13%	$206,265,000	1,500,000	+1,100,000	+275%	$137.51	Q3 2016
30 Jun 2016		9.3%	-14%	$55,560,000	400,000	-600,000	-60%	$138.90	Q2 2016
31 Mar 2016		31%	-9.2%	$130,610,000	1,000,000	-300,000	-23%	$130.61	Q1 2016
31 Dec 2015		20%	0%	$156,754,000	1,300,000	0		$120.58	Q4 2015
30 Sep 2015		47%	+29%	$160,602,000	1,300,000	+800,000	+160%	$123.54	Q3 2015
30 Sep 2015	call		0%	$68,000	1,300,000	0		$0.05 ^*	Q3 2015
30 Jun 2015		7.2%	0%	$58,730,000	500,000	0		$117.46	Q2 2015
31 Mar 2015		8.7%	+5.2%	$65,324,000	500,000	+300,000	+150%	$130.65	Q1 2015
31 Dec 2014		2.6%	-27%	$25,179,000	200,000	-2,100,000	-91%	$125.90	Q4 2014
30 Sep 2014		31%	+9.5%	$267,352,000	2,300,000	+700,000	+44%	$116.24	Q3 2014
30 Jun 2014		78%	-73%	$182,009,000	1,600,000	-1,500,000	-48%	$113.76	Q2 2014
31 Mar 2014		91%	0%	$338,218,000	3,100,000	0		$109.10	Q1 2014
31 Dec 2013		26%	0%	$315,576,000	3,100,000	0		$101.80	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.