MIZUHO SECURITIES USA LLC

Holdings History for BOFI HOLDING INC - COMMON STOCK (BOFI)

Symbol: BOFI
Investment type: Equity / COMMON STOCK

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2017			-0.04%	$0	0	-28,300	-100%	$35.00	Q4 2017
30 Sep 2017		0.04%	0%	$806,000	28,300	0		$28.48	Q3 2017
30 Sep 2017	put		0%	$51,000	28,300	0		$1.80 ^*	Q3 2017
30 Jun 2017		0.03%	+0.03%	$671,000	28,300	+28,300	NEW	$23.71	Q2 2017
30 Jun 2017	put		0%	$196,000	28,300	0		$6.93 ^*	Q2 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.