HAP Trading, LLC

Holdings History for Axalta Coating Systems Ltd. - Common Stock (AXTA)

Symbol: AXTA on NYSE
Investment type: Equity / Common Stock

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Price	All Holders
30 Sep 2020		0.34%	0%	$2,928,000	132,071	$22.17	Q3 2020
30 Jun 2020		0.54%	0%	$4,642,000	205,864	$22.55	Q2 2020
30 Jun 2020	call		0%	$13,000	235,800	$0.06 ^*	Q2 2020
30 Jun 2020	put		0%	$563,000	104,300	$5.40 ^*	Q2 2020
31 Mar 2020	call		0%	$120,000	786,300	$0.15 ^*	Q1 2020
31 Mar 2020	put		0%	$1,323,000	124,400	$10.64 ^*	Q1 2020
31 Dec 2019	call		0%	$839,000	565,600	$1.48 ^*	Q4 2019
31 Dec 2019	put		0%	$9,000	22,700	$0.40 ^*	Q4 2019
30 Sep 2019	call		0%	$85,000	144,200	$0.59 ^*	Q3 2019
30 Sep 2019	put		0%	$75,000	52,200	$1.44 ^*	Q3 2019
30 Jun 2019	call		0%	$133,000	100,100	$1.33 ^*	Q2 2019
31 Mar 2019		1.8%	0%	$14,079,000	558,477	$25.21	Q1 2019
31 Mar 2019	call		0%	$1,000	810,200	$0.00 ^*	Q1 2019
31 Mar 2019	put		0%	$1,796,000	630,000	$2.85 ^*	Q1 2019
31 Dec 2018		1.1%	0%	$13,244,000	565,491	$23.42	Q4 2018
31 Dec 2018	call		0%	$35,000	816,100	$0.04 ^*	Q4 2018
31 Dec 2018	put		0%	$3,120,000	630,200	$4.95 ^*	Q4 2018
30 Sep 2018		0.88%	0%	$10,515,000	360,594	$29.16	Q3 2018
30 Sep 2018	call		0%	$359,000	660,300	$0.54 ^*	Q3 2018
30 Sep 2018	put		0%	$1,121,000	631,400	$1.78 ^*	Q3 2018
30 Jun 2018	call		0%	$63,000	30,600	$2.06 ^*	Q2 2018
31 Mar 2018		0.45%	0%	$7,000,000	231,851	$30.19	Q1 2018
31 Mar 2018	put		0%	$878,000	300,000	$2.93 ^*	Q1 2018
31 Dec 2017		0.29%	0%	$5,530,000	170,893	$32.36	Q4 2017
31 Dec 2017	call		0%	$6,000	161,200	$0.04 ^*	Q4 2017
31 Dec 2017	put		0%	$720,000	300,100	$2.40 ^*	Q4 2017
31 Mar 2017		0.03%	0%	$392,000	12,187	$32.17	Q1 2017
30 Jun 2015		0.09%	0%	$1,119,000	33,826	$33.08	Q2 2015
30 Jun 2015	put		0%	$153,000	333,700	$0.46 ^*	Q2 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.