HAP Trading, LLC

Holdings History for POWERSHS DB US DOLLAR INDEX - DOLL INDX BULL (UUP)

Symbol: UUP on NYSE
Investment type: Equity / DOLL INDX BULL

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Price	All Holders
31 Dec 2017		0.02%	0%	$471,000	19,592	$24.04	Q4 2017
30 Sep 2017		0.05%	0%	$885,000	36,600	$24.18	Q3 2017
30 Sep 2017	put		0%	$206,000	816,400	$0.25 ^*	Q3 2017
30 Jun 2017		0.02%	0%	$316,000	12,750	$24.78	Q2 2017
30 Jun 2017	put		0%	$144,000	810,600	$0.18 ^*	Q2 2017
31 Dec 2016		4%	0%	$57,556,000	2,175,200	$26.46	Q4 2016
31 Dec 2016	call		0%	$13,000	180,700	$0.07 ^*	Q4 2016
30 Sep 2016	call		0%	$316,000	1,375,000	$0.23 ^*	Q3 2016
30 Sep 2015	put		0%	$281,000	124,300	$2.26 ^*	Q3 2015
30 Jun 2015	put		0%	$7,195,000	2,355,300	$3.05 ^*	Q2 2015
31 Dec 2013		0.1%	0%	$2,362,000	109,767	$21.52	Q4 2013
31 Dec 2013	put		0%	$1,000	100,000	$0.01 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.