HAP Trading, LLC

Holdings History for E TRADE FINANCIAL CORP - COM NEW (ETFC)

Symbol: ETFC
Investment type: Equity / COM NEW

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Price	All Holders
31 Dec 2019		0.05%	0%	$633,000	13,946	$45.39	Q4 2019
31 Dec 2019	put		0%	$3,000	23,600	$0.13 ^*	Q4 2019
31 Dec 2017	put		0%	$2,000	800,400	$0.00 ^*	Q4 2017
30 Sep 2017		0.1%	0%	$1,732,000	39,711	$43.62	Q3 2017
30 Sep 2017	put		0%	$112,000	800,600	$0.14 ^*	Q3 2017
30 Jun 2017		1%	0%	$14,391,000	378,408	$38.03	Q2 2017
30 Jun 2017	call		0%	$15,000	11,900	$1.26 ^*	Q2 2017
30 Jun 2017	put		0%	$585,000	801,300	$0.73 ^*	Q2 2017
31 Mar 2017		1.3%	0%	$15,929,000	456,535	$34.89	Q1 2017
31 Mar 2017	call		0%	$11,000	14,000	$0.79 ^*	Q1 2017
31 Mar 2017	put		0%	$1,378,000	801,000	$1.72 ^*	Q1 2017
31 Dec 2016	call		0%	$44,000	16,500	$2.67 ^*	Q4 2016
31 Dec 2015	call		0%	$9,000	13,900	$0.65 ^*	Q4 2015
30 Sep 2015		0.24%	0%	$3,005,000	114,132	$26.33	Q3 2015
30 Sep 2015	call		0%	$6,000	22,400	$0.27 ^*	Q3 2015
30 Sep 2015	put		0%	$207,000	281,100	$0.74 ^*	Q3 2015
30 Jun 2015		0.31%	0%	$3,934,000	131,339	$29.95	Q2 2015
30 Jun 2015	call		0%	$5,000	13,800	$0.36 ^*	Q2 2015
30 Jun 2015	put		0%	$177,000	274,200	$0.65 ^*	Q2 2015
31 Mar 2015	call		0%	$230,000	50,000	$4.60 ^*	Q1 2015
31 Dec 2014		0.04%	0%	$822,000	33,902	$24.25	Q4 2014
31 Dec 2014	call		0%	$2,671,000	420,500	$6.35 ^*	Q4 2014
30 Sep 2014	call		0%	$2,083,000	350,200	$5.95 ^*	Q3 2014
30 Jun 2014		0.04%	0%	$821,000	38,602	$21.27	Q2 2014
30 Jun 2014	call		0%	$1,741,000	350,300	$4.97 ^*	Q2 2014
31 Mar 2014	call		0%	$2,583,000	401,900	$6.43 ^*	Q1 2014
31 Dec 2013		0.04%	0%	$945,000	48,134	$19.63	Q4 2013
31 Dec 2013	call		0%	$1,771,000	382,100	$4.63 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.