HAP Trading, LLC

Holdings History for ASTRAZENECA PLC - SPONSORED ADR (AZN)

Symbol: AZN on NYSE
Investment type: Equity / SPONSORED ADR

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Price	All Holders
30 Jun 2025		1.4%	0%	$3,111,966	44,533	$69.88	Q2 2025
31 Mar 2025	call		0%	$304,363	51,800	$5.88 ^*	Q1 2025
31 Mar 2024		0.22%	0%	$720,725	10,638	$67.75	Q1 2024
31 Mar 2023		0.4%	0%	$1,633,000	23,520	$69.43	Q1 2023
31 Mar 2023	call		0%	$220,000	123,600	$1.78 ^*	Q1 2023
31 Dec 2022		1.8%	0%	$11,114,000	163,925	$67.80	Q4 2022
31 Dec 2022	call		0%	$47,000	14,000	$3.36 ^*	Q4 2022
31 Dec 2022	put		0%	$65,000	159,300	$0.41 ^*	Q4 2022
30 Sep 2022		0.71%	0%	$5,466,000	99,663	$54.84	Q3 2022
30 Sep 2022	call		0%	$9,000	17,000	$0.53 ^*	Q3 2022
30 Sep 2022	put		0%	$333,000	158,600	$2.10 ^*	Q3 2022
30 Jun 2022		1.1%	0%	$8,931,000	135,176	$66.07	Q2 2022
30 Jun 2022	call		0%	$53,000	10,300	$5.15 ^*	Q2 2022
30 Jun 2022	put		0%	$220,000	157,000	$1.40 ^*	Q2 2022
31 Mar 2022		0.25%	0%	$2,211,000	33,327	$66.34	Q1 2022
31 Mar 2022	call		0%	$370,000	106,300	$3.48 ^*	Q1 2022
31 Mar 2022	put		0%	$235,000	157,600	$1.49 ^*	Q1 2022
31 Dec 2021		0.59%	0%	$8,568,000	147,085	$58.25	Q4 2021
31 Dec 2021	call		0%	$78,000	39,200	$1.99 ^*	Q4 2021
31 Dec 2021	put		0%	$426,000	198,016	$2.15 ^*	Q4 2021
30 Sep 2021		0.59%	0%	$7,911,000	131,717	$60.06	Q3 2021
30 Sep 2021	call		0%	$152,000	51,500	$2.95 ^*	Q3 2021
30 Sep 2021	put		0%	$387,000	193,752	$2.00 ^*	Q3 2021
30 Jun 2021		0.5%	0%	$8,108,000	135,353	$59.90	Q2 2021
30 Jun 2021	call		0%	$215,000	43,100	$4.99 ^*	Q2 2021
30 Jun 2021	put		0%	$314,000	168,200	$1.87 ^*	Q2 2021
31 Mar 2021		0.18%	0%	$1,594,000	32,055	$49.73	Q1 2021
31 Mar 2021	call		0%	$117,000	66,600	$1.76 ^*	Q1 2021
31 Mar 2021	put		0%	$141,000	39,800	$3.54 ^*	Q1 2021
31 Dec 2020		0.14%	0%	$1,624,000	32,477	$50.00	Q4 2020
31 Dec 2020	call		0%	$132,000	129,200	$1.02 ^*	Q4 2020
31 Dec 2020	put		0%	$298,000	41,400	$7.20 ^*	Q4 2020
30 Sep 2020		0.2%	0%	$1,731,000	31,596	$54.79	Q3 2020
30 Sep 2020	call		0%	$127,000	112,200	$1.13 ^*	Q3 2020
30 Sep 2020	put		0%	$180,000	32,700	$5.50 ^*	Q3 2020
30 Jun 2020		0.21%	0%	$1,768,000	33,437	$52.88	Q2 2020
30 Jun 2020	call		0%	$178,000	59,700	$2.98 ^*	Q2 2020
30 Jun 2020	put		0%	$97,000	57,800	$1.68 ^*	Q2 2020
31 Mar 2020	call		0%	$28,000	13,500	$2.07 ^*	Q1 2020
31 Dec 2019	call		0%	$250,000	30,300	$8.25 ^*	Q4 2019
30 Sep 2019	call		0%	$149,000	26,100	$5.71 ^*	Q3 2019
30 Jun 2019		0.11%	0%	$998,000	24,177	$41.28	Q2 2019
30 Jun 2019	call		0%	$16,000	14,100	$1.13 ^*	Q2 2019
31 Mar 2019		0.09%	0%	$723,000	17,887	$40.42	Q1 2019
30 Jun 2018	call		0%	$20,000	11,200	$1.79 ^*	Q2 2018
31 Mar 2018		0.11%	0%	$1,722,000	49,249	$34.97	Q1 2018
31 Mar 2018	call		0%	$19,000	16,300	$1.17 ^*	Q1 2018
31 Dec 2017		0.03%	0%	$646,000	18,625	$34.68	Q4 2017
31 Dec 2017	call		0%	$51,000	104,100	$0.49 ^*	Q4 2017
30 Sep 2017	call		0%	$116,000	106,100	$1.09 ^*	Q3 2017
30 Jun 2017		0.53%	0%	$7,616,000	223,404	$34.09	Q2 2017
30 Jun 2017	call		0%	$1,607,000	775,200	$2.07 ^*	Q2 2017
30 Jun 2017	put		0%	$284,000	1,128,000	$0.25 ^*	Q2 2017
31 Mar 2017		1.5%	0%	$18,814,000	604,170	$31.14	Q1 2017
31 Mar 2017	call		0%	$599,000	833,300	$0.72 ^*	Q1 2017
31 Mar 2017	put		0%	$3,000	17,200	$0.17 ^*	Q1 2017
31 Dec 2016		0.86%	0%	$12,448,000	455,638	$27.32	Q4 2016
30 Jun 2015	put		0%	$45,000	13,900	$3.24 ^*	Q2 2015
31 Dec 2014		0.15%	0%	$2,990,000	42,487	$70.37	Q4 2014
31 Dec 2014	call		0%	$14,000	60,400	$0.23 ^*	Q4 2014
31 Dec 2014	put		0%	$93,000	65,400	$1.42 ^*	Q4 2014
30 Sep 2014		0.41%	0%	$6,986,000	97,787	$71.44	Q3 2014
30 Sep 2014	call		0%	$64,000	60,400	$1.06 ^*	Q3 2014
30 Sep 2014	put		0%	$254,000	213,900	$1.19 ^*	Q3 2014
30 Jun 2014		0.08%	0%	$1,600,000	21,535	$74.30	Q2 2014
30 Jun 2014	call		0%	$48,000	47,300	$1.01 ^*	Q2 2014
30 Jun 2014	put		0%	$232,000	155,600	$1.49 ^*	Q2 2014
31 Dec 2013		0.03%	0%	$766,000	12,900	$59.38	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.