K2 PRINCIPAL FUND, L.P.

Holdings History for CC NEUBERGER PRIN HLDGS II - SHS CL A (PRPB)

Symbol: PRPB
Investment type: Equity / SHS CL A

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2022		-0.53%	$0	0	-239,461	-100%		Q3 2022
30 Jun 2022	0.53%	-0.26%	$2,392,000	239,461	-118,729	-33%	$9.99	Q2 2022
31 Mar 2022	0.8%	+0.8%	$3,553,000	358,190	+358,190	NEW	$9.92	Q1 2022
30 Sep 2021		-2.3%	$0	0	-1,528,838	-100%		Q3 2021
30 Jun 2021	2.3%	+0.93%	$15,120,000	1,528,838	+619,580	+68%	$9.89	Q2 2021
31 Mar 2021	2%	+2%	$8,965,000	909,258	+909,258	NEW	$9.86	Q1 2021

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.