K2 PRINCIPAL FUND, L.P.

Holdings History for SELECT SECTOR SPDR TR - SBI INT-UTILS (XLU)

Symbol: XLU
Investment type: Equity / SBI INT-UTILS

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2025	call	0.24%	+0.24%	$640,350	15,000	+15,000	NEW	$42.69	Q4 2025
31 Dec 2025	put	0.24%	+0.24%	$640,350	15,000	+15,000	NEW	$42.69	Q4 2025
30 Jun 2025	call		-0.74%	$0	0	-12,500	-100%	$44.59	Q2 2025
31 Mar 2025	call	0.74%	+0.74%	$985,625	12,500	+12,500	NEW	$78.85	Q1 2025
31 Mar 2024	call		-2.7%	$0	0	-150,000	-100%	$44.59	Q1 2024
31 Dec 2023	call	2.7%	+2.7%	$9,499,500	150,000	+150,000	NEW	$63.33	Q4 2023
30 Sep 2021	call		-0.62%	$0	0	-30,000	-100%	$44.59	Q3 2021
30 Jun 2021	call	0.62%	+0.62%	$1,897,000	30,000	+30,000	NEW	$63.23	Q2 2021
30 Jun 2020	call		-0.61%	$0	0	-25,000	-100%	$44.59	Q2 2020
31 Mar 2020	call	0.61%	+0.61%	$1,385,000	25,000	+25,000	NEW	$55.40	Q1 2020
30 Jun 2019	put		-0.65%	$0	0	-25,000	-100%	$44.59	Q2 2019
31 Mar 2019	put	0.65%	+0.65%	$1,454,000	25,000	+25,000	NEW	$58.16	Q1 2019
30 Jun 2017			-0.04%	$0	0	-5,000	-100%	$44.59	Q2 2017
30 Jun 2017	put		-1.1%	$0	0	-120,000	-100%	$44.59	Q2 2017
31 Mar 2017		0.04%	+0.04%	$257,000	5,000	+5,000	NEW	$51.40	Q1 2017
31 Mar 2017	put	1.1%	-0.18%	$6,157,000	120,000	-20,000	-14%	$51.31	Q1 2017
31 Dec 2016	put	1.3%	-0.28%	$6,800,000	140,000	-30,000	-18%	$48.57	Q4 2016
30 Sep 2016	put	2%	+2%	$8,328,000	170,000	+170,000	NEW	$48.99	Q3 2016
31 Mar 2016	put		-1.5%	$0	0	-120,000	-100%	$44.59	Q1 2016
31 Dec 2015	put	1.5%	-1.1%	$5,194,000	120,000	-87,500	-42%	$43.28	Q4 2015
30 Sep 2015	put	4.6%	+0.84%	$8,982,000	207,500	+37,500	+22%	$43.29	Q3 2015
30 Jun 2015	put	4.7%	+4.7%	$7,048,000	170,000	+170,000	NEW	$41.46	Q2 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.