K2 PRINCIPAL FUND, L.P.

Holdings History for SELECT SECTOR SPDR TR - TECHNOLOGY (XLK)

Symbol: XLK
Investment type: Equity / TECHNOLOGY

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2021	put		-0.17%	$0	0	-3,500	-100%	$143.01	Q3 2021
30 Jun 2021	put	0.17%	+0.17%	$517,000	3,500	+3,500	NEW	$147.71	Q2 2021
31 Mar 2019			-0.38%	$0	0	-30,000	-100%	$143.01	Q1 2019
31 Mar 2019	put		-5.1%	$0	0	-112,500	-100%	$143.01	Q1 2019
31 Dec 2018		0.38%	+0.38%	$1,859,000	30,000	+30,000	NEW	$61.97	Q4 2018
31 Dec 2018	put	5.1%	-8.6%	$6,973,000	112,500	-187,500	-62%	$61.98	Q4 2018
30 Sep 2018	put	7.6%	-4.8%	$22,599,000	300,000	-190,000	-39%	$75.33	Q3 2018
30 Jun 2018	call		-4.9%	$0	0	-710,500	-100%	$143.01	Q2 2018
30 Jun 2018	put	7.8%	-11%	$34,041,000	490,000	-685,000	-58%	$69.47	Q2 2018
31 Mar 2018	call	4.9%	+4.9%	$46,481,000	710,500	+710,500	NEW	$65.42	Q1 2018
31 Mar 2018	put	8%	-0.87%	$76,869,000	1,175,000	-126,500	-9.7%	$65.42	Q1 2018
31 Dec 2017	put	13%	+13%	$83,231,000	1,301,500	+1,301,500	NEW	$63.95	Q4 2017
30 Jun 2016			-0.73%	$0	0	-60,000	-100%	$143.01	Q2 2016
31 Mar 2016		0.73%	+0.51%	$2,662,000	60,000	+42,500	+243%	$44.37	Q1 2016
31 Dec 2015		0.2%	+0.2%	$750,000	17,500	+17,500	NEW	$42.86	Q4 2015
30 Sep 2015	put		-1.4%	$0	0	-50,000	-100%	$143.01	Q3 2015
30 Jun 2015			-0.19%	$0	0	-15,000	-100%	$143.01	Q2 2015
30 Jun 2015	put	1.4%	-1.2%	$2,070,000	50,000	-43,300	-46%	$41.40	Q2 2015
31 Mar 2015		0.19%	+0.19%	$622,000	15,000	+15,000	NEW	$41.47	Q1 2015
31 Mar 2015	put	2.6%	+2.6%	$3,866,000	93,300	+93,300	NEW	$41.44	Q1 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.