Crow Point Partners, LLC

Holdings History for ISHARES TR - MSCI EMG MKT ETF (EEM)

Symbol: EEM
Investment type: Equity / MSCI EMG MKT ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2019			-0.25%	$0	0	-34,500	-100%	$60.86	Q1 2019
31 Dec 2018		0.25%	0%	$1,354,000	34,500	0		$39.25	Q4 2018
31 Dec 2018	put		-9.4%	$0	0	-14,500	-100%	$60.86	Q4 2018
30 Sep 2018			0%	$1,288,000	15,000	0		$85.87 ^*	Q3 2018
30 Sep 2018	put	9.4%	+9.4%	$622,000	14,500	+14,500	NEW	$42.90	Q3 2018
31 Dec 2017			-0.01%	$0	0	-934	-100%	$60.86	Q4 2017
30 Sep 2017		0.01%	+0.01%	$41,000	934	+934	NEW	$43.90	Q3 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.