Castle Creek Arbitrage, LLC

Holdings History for CAPITAL ONE FINL CORP - *W EXP 11/14/201 (COFWS)

Symbol: COFWS
Investment type: Equity / *W EXP 11/14/201

Holdings date	Change	Value $	Shares	Price	All Holders
31 Mar 2015	0%	$66,800,000	847,500	$78.82 ^*	Q1 2015
31 Dec 2014	0%	$64,108,000	776,600	$82.55 ^*	Q4 2014
30 Sep 2014	0%	$40,026,000	490,400	$81.62 ^*	Q3 2014
30 Jun 2014	0%	$28,340,000	343,100	$82.60 ^*	Q2 2014
31 Mar 2014	0%	$1,142,000	14,800	$77.16 ^*	Q1 2014
31 Dec 2013	0%	$575,000	7,500	$76.67 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.