Amici Capital, LLC

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2015	put		-16%	$0	0	-320,000	-100%	$681.27	Q4 2015
30 Sep 2015	call		-23%	$0	0	-400,000	-100%	$681.27	Q3 2015
30 Sep 2015	put	16%	-14%	$61,309,000	320,000	-280,000	-47%	$191.59	Q3 2015
30 Jun 2015	call	23%	-11%	$82,356,000	400,000	-200,000	-33%	$205.89	Q2 2015
30 Jun 2015	put	34%	+30%	$123,534,000	600,000	+520,000	+650%	$205.89	Q2 2015
31 Mar 2015	call	35%	+35%	$123,858,000	600,000	+600,000	NEW	$206.43	Q1 2015
31 Mar 2015	put	4.7%	+4.7%	$16,514,000	80,000	+80,000	NEW	$206.42	Q1 2015
31 Dec 2014	put		-28%	$0	0	-500,000	-100%	$681.27	Q4 2014
30 Sep 2014	call		-19%	$0	0	-400,000	-100%	$681.27	Q3 2014
30 Sep 2014	put	28%	-36%	$98,510,000	500,000	-630,000	-56%	$197.02	Q3 2014
30 Jun 2014	call	19%	+19%	$78,288,000	400,000	+400,000	NEW	$195.72	Q2 2014
30 Jun 2014	put	54%	+30%	$221,164,000	1,130,000	+630,000	+126%	$195.72	Q2 2014
31 Mar 2014	put	32%	0%	$93,505,000	500,000	0		$187.01	Q1 2014
31 Dec 2013	put		0%	$141,288,000	7,650	0		$18469.02 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.