Trellus Management Company, LLC

Holdings History for ISHARES TR - RUSSELL 2000 ETF (IWM)

Symbol: IWM
Investment type: Equity / RUSSELL 2000 ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2022	put		-34%	$0	0	-100,000	-100%	$259.54	Q1 2022
31 Dec 2021	put	34%	+34%	$22,245,000	100,000	+100,000	NEW	$222.45	Q4 2021
30 Jun 2021	put		-4.2%	$0	0	-20,000	-100%	$259.54	Q2 2021
31 Mar 2021	put	4.2%	+4.2%	$4,419,000	20,000	+20,000	NEW	$220.95	Q1 2021
31 Mar 2018	put		-32%	$0	0	-50,000	-100%	$259.54	Q1 2018
31 Dec 2017	put	32%	-6.3%	$7,623,000	50,000	-10,000	-17%	$152.46	Q4 2017
30 Sep 2017	put	43%	+22%	$9,000,000	60,000	+30,000	+100%	$150.00	Q3 2017
30 Jun 2017	put	21%	-7%	$4,228,000	30,000	-10,000	-25%	$140.93	Q2 2017
31 Mar 2017	put	34%	-8.4%	$5,499,000	40,000	-10,000	-20%	$137.48	Q1 2017
31 Dec 2016	put	29%	-5.8%	$6,743,000	50,000	-10,000	-17%	$134.86	Q4 2016
30 Sep 2016	put	31%	+10%	$7,453,000	60,000	+20,000	+50%	$124.22	Q3 2016
30 Jun 2016	put	25%	-12%	$4,599,000	40,000	-20,000	-33%	$114.98	Q2 2016
31 Mar 2016	put	33%	+28%	$6,638,000	60,000	+50,000	+500%	$110.63	Q1 2016
31 Dec 2015	put	6.3%	+6.3%	$1,126,000	10,000	+10,000	NEW	$112.60	Q4 2015
30 Sep 2015	put		-13%	$0	0	-20,000	-100%	$259.54	Q3 2015
30 Jun 2015	put	13%	+3.3%	$2,497,000	20,000	+5,000	+33%	$124.85	Q2 2015
31 Mar 2015	put	11%	+11%	$1,866,000	15,000	+15,000	NEW	$124.40	Q1 2015
31 Dec 2014			-1.3%	$0	0	-10,000	-100%	$259.54	Q4 2014
31 Dec 2014	put		-14%	$0	0	-40,000	-100%	$259.54	Q4 2014
30 Sep 2014		1.3%	+1.3%	$1,094,000	10,000	+10,000	NEW	$109.40	Q3 2014
30 Sep 2014	put	14%	+14%	$4,374,000	40,000	+40,000	NEW	$109.35	Q3 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.