Veritable, L.P.

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2023			-12%	$0	0	-1,711,984	-100%	$681.27	Q3 2023
30 Sep 2023	put		-4.8%	$0	0	-663,500	-100%	$681.27	Q3 2023
30 Jun 2023		12%	-0.12%	$758,888,143	1,711,984	-16,018	-0.93%	$443.28	Q2 2023
30 Jun 2023	put	100%	0%	$294,116,280	663,500	0		$443.28	Q2 2023
31 Mar 2023		12%	-0.14%	$707,426,624	1,728,002	-19,632	-1.1%	$409.39	Q1 2023
31 Mar 2023	put	100%	-1.7%	$271,630,265	663,500	-11,000	-1.6%	$409.39	Q1 2023
31 Dec 2022		12%	-0.2%	$668,347,563	1,747,634	-29,653	-1.7%	$382.43	Q4 2022
31 Dec 2022	put	100%	+98%	$257,949,035	674,500	+663,500	+6032%	$382.43	Q4 2022
30 Sep 2022		12%	-0.6%	$634,811,000	1,777,287	-86,252	-4.6%	$357.18	Q3 2022
30 Sep 2022	put	80%	-33%	$3,929,000	11,000	-4,600	-29%	$357.18	Q3 2022
30 Jun 2022		13%	-0.01%	$703,020,000	1,863,539	-1,391	-0.07%	$377.25	Q2 2022
30 Jun 2022	put	86%	-14%	$5,885,000	15,600	-2,600	-14%	$377.24	Q2 2022
31 Mar 2022		13%	-0.07%	$842,277,000	1,864,930	-10,749	-0.57%	$451.64	Q1 2022
31 Mar 2022	put	79%	+48%	$8,220,000	18,200	+11,000	+153%	$451.65	Q1 2022
31 Dec 2021		13%	-0.39%	$890,873,000	1,875,679	-55,806	-2.9%	$474.96	Q4 2021
31 Dec 2021	put	49%	0%	$3,420,000	7,200	0		$475.00	Q4 2021
30 Sep 2021		13%	-0.06%	$828,878,000	1,931,485	-7,959	-0.41%	$429.14	Q3 2021
30 Sep 2021	put	47%	-518%	$3,090,000	7,200	-79,400	-92%	$429.17	Q3 2021
30 Jun 2021		13%	-0.91%	$830,199,000	1,939,444	-132,432	-6.4%	$428.06	Q2 2021
30 Jun 2021	put	91%	+88%	$37,070,000	86,600	+84,000	+3231%	$428.06	Q2 2021
31 Mar 2021		14%	-0.05%	$821,147,000	2,071,876	-6,714	-0.32%	$396.33	Q1 2021
31 Mar 2021	call		-38%	$0	0	-90,000	-100%	$681.27	Q1 2021
31 Mar 2021	put	60%	+60%	$1,030,000	2,600	+2,600	NEW	$396.15	Q1 2021
31 Dec 2020		15%	-0.61%	$777,143,000	2,078,590	-87,143	-4%	$373.88	Q4 2020
31 Dec 2020	call	38%	+38%	$33,648,000	90,000	+90,000	NEW	$373.87	Q4 2020
31 Dec 2020	put		-5.7%	$0	0	-14,000	-100%	$681.27	Q4 2020
30 Sep 2020		15%	-0.29%	$725,282,000	2,165,733	-42,510	-1.9%	$334.89	Q3 2020
30 Sep 2020	put	5.7%	+5.7%	$4,688,000	14,000	+14,000	NEW	$334.86	Q3 2020
30 Jun 2020		15%	-0.61%	$680,934,000	2,208,243	-92,123	-4%	$308.36	Q2 2020
30 Jun 2020	put		-54%	$0	0	-6,700	-100%	$681.27	Q2 2020
31 Mar 2020		14%	-0.36%	$592,919,000	2,300,366	-56,843	-2.4%	$257.75	Q1 2020
31 Mar 2020	put	54%	-94%	$1,727,000	6,700	-11,600	-63%	$257.76	Q1 2020
31 Dec 2019		14%	-0.28%	$758,691,000	2,357,209	-47,960	-2%	$321.86	Q4 2019
31 Dec 2019	put	97%	-144%	$5,890,000	18,300	-27,200	-60%	$321.86	Q4 2019
30 Sep 2019		14%	-0.33%	$713,782,000	2,405,169	-57,145	-2.3%	$296.77	Q3 2019
30 Sep 2019	put	94%	+84%	$13,502,000	45,500	+40,700	+848%	$296.75	Q3 2019
30 Jun 2019		14%	+0.06%	$721,458,000	2,462,314	+11,018	+0.45%	$293.00	Q2 2019
30 Jun 2019	put	55%	-467%	$1,406,000	4,800	-40,700	-89%	$292.92	Q2 2019
31 Mar 2019		14%	-0.04%	$692,442,000	2,451,296	-6,264	-0.25%	$282.48	Q1 2019
31 Mar 2019	put	90%	+8.3%	$12,852,000	45,500	+4,200	+10%	$282.46	Q1 2019
31 Dec 2018		14%	-0.11%	$614,193,000	2,457,560	-19,362	-0.78%	$249.92	Q4 2018
31 Dec 2018	put	75%	-137%	$10,322,000	41,300	-75,200	-65%	$249.93	Q4 2018
30 Sep 2018		15%	-0.06%	$720,091,000	2,476,922	-9,848	-0.4%	$290.72	Q3 2018
30 Sep 2018	put	54%	-31%	$33,869,000	116,500	-66,100	-36%	$290.72	Q3 2018
30 Jun 2018		14%	-0.16%	$674,611,000	2,486,770	-26,718	-1.1%	$271.28	Q2 2018
30 Jun 2018	put	60%	-32%	$49,536,000	182,600	-97,600	-35%	$271.28	Q2 2018
31 Mar 2018		15%	-0.23%	$661,424,000	2,513,488	-39,556	-1.5%	$263.15	Q1 2018
31 Mar 2018	put	64%	-196%	$73,735,000	280,200	-859,200	-75%	$263.15	Q1 2018
31 Dec 2017		15%	-0.8%	$681,305,000	2,553,044	-137,951	-5.1%	$266.86	Q4 2017
31 Dec 2017	put	87%	+0.12%	$304,061,000	1,139,400	+1,600	+0.14%	$266.86	Q4 2017
30 Sep 2017		15%	-0.18%	$676,059,000	2,690,995	-32,100	-1.2%	$251.23	Q3 2017
30 Sep 2017	put	85%	+71%	$285,849,000	1,137,800	+946,400	+494%	$251.23	Q3 2017
30 Jun 2017		15%	-0.21%	$658,444,000	2,723,095	-37,434	-1.4%	$241.80	Q2 2017
30 Jun 2017	put	68%	+68%	$46,281,000	191,400	+191,400	NEW	$241.80	Q2 2017
31 Mar 2017		16%	-1.1%	$650,767,000	2,760,529	-188,091	-6.4%	$235.74	Q1 2017
31 Mar 2017	put		-57%	$0	0	-16,300	-100%	$681.27	Q1 2017
31 Dec 2016		16%	-0.02%	$659,105,000	2,948,620	-3,994	-0.14%	$223.53	Q4 2016
31 Dec 2016	put	57%	+53%	$3,644,000	16,300	+15,100	+1258%	$223.56	Q4 2016
30 Sep 2016		16%	-0.44%	$638,650,000	2,952,614	-80,401	-2.7%	$216.30	Q3 2016
30 Sep 2016	put	5.2%	+5.2%	$260,000	1,200	+1,200	NEW	$216.67	Q3 2016
30 Jun 2016		16%	-1.9%	$635,341,000	3,033,015	-356,422	-11%	$209.48	Q2 2016
31 Mar 2016		18%	+2.3%	$696,597,000	3,389,437	+430,360	+15%	$205.52	Q1 2016
31 Dec 2015		17%	+0.33%	$603,267,000	2,959,077	+59,543	+2.1%	$203.87	Q4 2015
30 Sep 2015		16%	+0.13%	$555,638,000	2,899,534	+22,366	+0.78%	$191.63	Q3 2015
30 Jun 2015		16%	-0.94%	$592,265,000	2,877,168	-167,436	-5.5%	$205.85	Q2 2015
30 Jun 2015	call		-63%	$0	0	-3,500	-100%	$681.27	Q2 2015
31 Mar 2015		13%	+0.06%	$628,498,000	3,044,604	+13,958	+0.46%	$206.43	Q1 2015
31 Mar 2015	call	63%	-1.8%	$723,000	3,500	-100	-2.8%	$206.57	Q1 2015
31 Dec 2014		13%	+0.12%	$622,919,000	3,030,646	+27,788	+0.93%	$205.54	Q4 2014
31 Dec 2014	call	27%	0%	$740,000	3,600	0		$205.56	Q4 2014
30 Sep 2014		13%	+0.02%	$591,623,000	3,002,858	+5,684	+0.19%	$197.02	Q3 2014
30 Sep 2014	call	15%	0%	$710,000	3,600	0		$197.22	Q3 2014
30 Sep 2014	put		-5.9%	$0	0	-1,500	-100%	$681.27	Q3 2014
30 Jun 2014		12%	-0.02%	$586,607,000	2,997,174	-3,720	-0.12%	$195.72	Q2 2014
30 Jun 2014	call	14%	-302%	$705,000	3,600	-76,400	-96%	$195.83	Q2 2014
30 Jun 2014	put	5.9%	-362%	$294,000	1,500	-91,500	-98%	$196.00	Q2 2014
31 Mar 2014		12%	-0.37%	$561,197,000	3,000,894	-90,841	-2.9%	$187.01	Q1 2014
31 Mar 2014	call	43%	0%	$14,961,000	80,000	0		$187.01	Q1 2014
31 Mar 2014	put	50%	+46%	$17,392,000	93,000	+87,200	+1503%	$187.01	Q1 2014
31 Dec 2013		13%	+0.14%	$571,013,000	3,091,735	+34,281	+1.1%	$184.69	Q4 2013
31 Dec 2013	call	86%	-13%	$14,775,000	80,000	-12,000	-13%	$184.69	Q4 2013
31 Dec 2013	put	6.2%	0%	$1,071,000	5,800	0		$184.66	Q4 2013
30 Sep 2013		12%	-0.28%	$513,683,000	3,057,454	-70,542	-2.3%	$168.01	Q3 2013
30 Sep 2013	call	39%	-0.04%	$15,457,000	92,000	-100	-0.11%	$168.01	Q3 2013
30 Sep 2013	put	2.5%	0%	$974,000	5,800	0		$167.93	Q3 2013
30 Jun 2013		12%	+0.27%	$501,793,000	3,127,996	+70,163	+2.3%	$160.42	Q2 2013
30 Jun 2013	call	39%	+39%	$14,774,000	92,100	+91,900	+45950%	$160.41	Q2 2013
30 Jun 2013	put	2.5%	-0.34%	$930,000	5,800	-800	-12%	$160.34	Q2 2013
31 Mar 2013		12%	+0.37%	$479,071,000	3,057,833	+93,754	+3.2%	$156.67	Q1 2013
31 Mar 2013	call	0.46%	-258%	$31,000	200	-112,300	-100%	$155.00	Q1 2013
31 Mar 2013	put	15%	-0.93%	$1,034,000	6,600	-400	-5.7%	$156.67	Q1 2013
31 Dec 2012		12%	0%	$422,114,000	2,964,079	0		$142.41	Q4 2012
31 Dec 2012	call	71%	0%	$16,020,000	112,500	0		$142.40	Q4 2012
31 Dec 2012	put	4.4%	0%	$997,000	7,000	0		$142.43	Q4 2012

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.