WHITEBOX ADVISORS LLC

Holdings History for ISHARES TR - PUT

Investment type: Equity / PUT

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2018	put		0%	$60,732,000	400,000	0		$151.83 ^*	Q1 2018
31 Dec 2017	put		0%	$38,115,000	250,000	0		$152.46 ^*	Q4 2017
30 Jun 2017	put		0%	$70,460,000	500,000	0		$140.92 ^*	Q2 2017
31 Mar 2017	put		0%	$82,488,000	600,000	0		$137.48 ^*	Q1 2017
31 Dec 2016	put	16%	+16%	$215,760,000	1,600,000	+1,600,000	NEW	$134.85	Q4 2016
30 Sep 2016	put		-4.8%	$0	0	-1,100,000	-100%	$246.16	Q3 2016
30 Jun 2016	put	4.8%	-2.6%	$126,467,000	1,100,000	-600,000	-35%	$114.97	Q2 2016
31 Mar 2016	put	9%	-0.27%	$188,054,000	1,700,000	-50,000	-2.9%	$110.62	Q1 2016
31 Dec 2015	put	17%	0%	$196,893,000	1,750,000	0		$112.51	Q4 2015
30 Sep 2015	put		0%	$20,003,000	20,500	0		$975.76 ^*	Q3 2015
30 Jun 2015	put	32%	+32%	$10,286,000	17,750	+17,750	NEW	$579.49	Q2 2015
31 Mar 2015	put		-1.3%	$0	0	-450	-100%	$246.16	Q1 2015
31 Dec 2014	put	1.3%	-16%	$148,000	450	-5,550	-92%	$328.89	Q4 2014
30 Sep 2014	put	4.3%	+4.3%	$366,000	6,000	+6,000	NEW	$61.00	Q3 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.