SHEPHERD KAPLAN KROCHUK, LLC

Holdings History for Invesco Ltd. - Common Stock, par value $0.20 per share (IVZ)

Symbol: IVZ on NYSE
Investment type: Equity / Common Stock, par value $0.20 per share

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2020	call		-0.74%	$0	0	-15,000	-100%	$26.52	Q4 2020
30 Sep 2020	call	0.74%	-0.1%	$171,000	15,000	-2,000	-12%	$11.40	Q3 2020
30 Jun 2020	call	1%	+1%	$183,000	17,000	+17,000	NEW	$10.76	Q2 2020

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.