OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Holdings History for HOPE BANCORP INC - NOTE 2.000% 5/1

Investment type: Debt / NOTE 2.000% 5/1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
30 Sep 2021		-0.02%	$0	0	-1,000,000	-100%		Q3 2021
30 Jun 2021	0.01%	0%	$983,000	1,000,000	0		98.3%	Q2 2021
31 Mar 2021	0.01%	-0.31%	$986,000	1,000,000	-12,790,000	-93%	98.6%	Q1 2021
31 Dec 2020	0.27%	-0.22%	$12,728,000	13,790,000	-7,500,000	-35%	92.3%	Q4 2020
30 Sep 2020	0.46%	0%	$17,458,000	21,290,000	0		82.0%	Q3 2020
30 Jun 2020	0.39%	+0.25%	$17,351,000	21,290,000	+8,700,000	+69%	81.5%	Q2 2020
31 Mar 2020	0.22%	+0.19%	$10,513,000	12,590,000	+6,590,000	+110%	83.5%	Q1 2020
31 Dec 2019	0.16%	-0.22%	$5,631,000	6,000,000	-6,000,000	-50%	93.85%	Q4 2019
30 Sep 2019	0.31%	-0.49%	$11,060,000	12,000,000	-9,500,000	-44%	92.17%	Q3 2019
30 Jun 2019	0.38%	+0.51%	$19,576,000	21,500,000	+21,500,000	NEW	91.05%	Q2 2019

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.