ADVENT CAPITAL MANAGEMENT /DE/

Holdings History for ARES CAP CORP - NOTE 4.375% 1/1

Investment type: Debt / NOTE 4.375% 1/1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Principal	Change	Activity %	Price	All Holders
31 Mar 2019		-0.15%	$0	0	-6,017,000	-100%		Q1 2019
31 Dec 2018	0.15%	-0.32%	$6,024,000	6,017,000	-13,275,000	-69%	100.12%	Q4 2018
30 Sep 2018	0.4%	-0.4%	$19,361,000	19,292,000	-19,017,000	-50%	100.36%	Q3 2018
30 Jun 2018	0.82%	-0.35%	$38,593,000	38,309,000	-16,254,000	-30%	100.74%	Q2 2018
31 Mar 2018	1.1%	-0.13%	$55,348,000	54,563,000	-6,276,000	-10%	101.44%	Q1 2018
31 Dec 2017	1.2%	+0.1%	$62,221,000	60,839,000	+5,348,000	+9.6%	102.27%	Q4 2017
30 Sep 2017	1.1%	-0.07%	$56,844,000	55,491,000	-3,476,000	-5.9%	102.44%	Q3 2017
30 Jun 2017	1.2%	+0.06%	$60,822,000	58,967,000	+3,157,000	+5.7%	103.15%	Q2 2017
31 Mar 2017	1.1%	+0.21%	$57,484,000	55,810,000	+10,945,000	+24%	103.0%	Q1 2017
31 Dec 2016	0.86%	-0.02%	$46,577,000	44,865,000	-1,050,000	-2.3%	103.82%	Q4 2016
30 Sep 2016	0.7%	-0.15%	$47,953,000	45,915,000	-9,693,000	-17%	104.44%	Q3 2016
30 Jun 2016	0.9%	-0.03%	$57,884,000	55,608,000	-2,092,000	-3.6%	104.09%	Q2 2016
31 Mar 2016	0.89%	-0.02%	$58,313,000	57,700,000	-1,613,000	-2.7%	101.06%	Q1 2016
31 Dec 2015	0.91%	+0.02%	$59,097,000	59,313,000	+1,170,000	+2%	99.64%	Q4 2015
30 Sep 2015	0.91%	+0.01%	$59,787,000	58,143,000	+515,000	+0.89%	102.83%	Q3 2015
30 Jun 2015	0.85%	0%	$58,903,000	57,628,000	0		102.21%	Q2 2015
31 Mar 2015	0.73%	+0.02%	$50,534,000	48,508,000	+1,360,000	+2.9%	104.18%	Q1 2015
31 Dec 2014	0.7%	+0.08%	$47,565,000	47,148,000	+5,251,000	+13%	100.88%	Q4 2014
30 Sep 2014	0.67%	0%	$43,136,000	41,897,000	0		102.96%	Q3 2014
30 Jun 2014	0.67%	+0.67%	$43,231,000	41,897,000	+41,897,000	NEW	103.18%	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.