KINGDON CAPITAL MANAGEMENT, L.L.C.

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2025	put		-11%	$0	0	-40,000	-100%	$681.27	Q3 2025
30 Jun 2025	put	11%	-140%	$24,714,000	40,000	-510,000	-93%	$617.85	Q2 2025
31 Mar 2025	put	67%	+64%	$307,664,500	550,000	+525,000	+2100%	$559.39	Q1 2025
31 Dec 2024	put	13%	-63%	$14,652,000	25,000	-125,000	-83%	$586.08	Q4 2024
30 Sep 2024	put	39%	+39%	$86,064,000	150,000	+150,000	NEW	$573.76	Q3 2024
31 Mar 2024	put		-8.7%	$0	0	-50,000	-100%	$681.27	Q1 2024
31 Dec 2023	put	8.7%	-35%	$23,765,500	50,000	-200,000	-80%	$475.31	Q4 2023
30 Sep 2023	put	33%	+33%	$106,870,000	250,000	+250,000	NEW	$427.48	Q3 2023
31 Dec 2022	put		-59%	$0	0	-762,500	-100%	$681.27	Q4 2022
30 Sep 2022	put	59%	+49%	$272,350,000	762,500	+628,500	+469%	$357.18	Q3 2022
30 Jun 2022	put	24%	-13%	$50,552,000	134,000	-76,000	-36%	$377.25	Q2 2022
31 Mar 2022	put	26%	+26%	$94,844,000	210,000	+210,000	NEW	$451.64	Q1 2022
31 Dec 2021	put		-46%	$0	0	-270,000	-100%	$681.27	Q4 2021
30 Sep 2021	put	46%	+16%	$115,868,000	270,000	+95,000	+54%	$429.14	Q3 2021
30 Jun 2021	put	36%	-46%	$74,911,000	175,000	-225,000	-56%	$428.06	Q2 2021
31 Mar 2021	put	46%	+46%	$158,532,000	400,000	+400,000	NEW	$396.33	Q1 2021
30 Sep 2020	put		-39%	$0	0	-535,000	-100%	$681.27	Q3 2020
30 Jun 2020	put	39%	+39%	$164,973,000	535,000	+535,000	NEW	$308.36	Q2 2020
31 Mar 2020	put		-49%	$0	0	-200,000	-100%	$681.27	Q1 2020
31 Dec 2019	put	49%	-11%	$64,372,000	200,000	-46,000	-19%	$321.86	Q4 2019
30 Sep 2019	put	40%	+40%	$73,005,000	246,000	+246,000	NEW	$296.77	Q3 2019
31 Dec 2018	put		-17%	$0	0	-204,600	-100%	$681.27	Q4 2018
30 Sep 2018	put	17%	-0.44%	$59,481,000	204,600	-5,400	-2.6%	$290.72	Q3 2018
30 Jun 2018	put	21%	+21%	$56,969,000	210,000	+210,000	NEW	$271.28	Q2 2018
31 Mar 2018	put		-16%	$0	0	-250,000	-100%	$681.27	Q1 2018
31 Dec 2017	put	16%	+16%	$66,715,000	250,000	+250,000	NEW	$266.86	Q4 2017
30 Jun 2017	put		-56%	$0	0	-1,180,000	-100%	$681.27	Q2 2017
31 Mar 2017	put	56%	+37%	$278,173,000	1,180,000	+780,000	+195%	$235.74	Q1 2017
31 Dec 2016	put	14%	-49%	$89,412,000	400,000	-1,363,300	-77%	$223.53	Q4 2016
30 Sep 2016	call		-29%	$0	0	-800,000	-100%	$681.27	Q3 2016
30 Sep 2016	put	58%	+38%	$381,402,000	1,763,300	+1,163,300	+194%	$216.30	Q3 2016
30 Jun 2016	call	29%	+25%	$167,580,000	800,000	+700,000	+700%	$209.48	Q2 2016
30 Jun 2016	put	22%	-14%	$125,685,000	600,000	-400,000	-40%	$209.48	Q2 2016
31 Mar 2016	call	4%	+4%	$20,552,000	100,000	+100,000	NEW	$205.52	Q1 2016
31 Mar 2016	put	40%	+9.9%	$205,520,000	1,000,000	+250,000	+33%	$205.52	Q1 2016
31 Dec 2015	put	21%	-1.4%	$152,903,000	750,000	-50,000	-6.2%	$203.87	Q4 2015
30 Sep 2015	put	18%	+11%	$153,304,000	800,000	+500,000	+167%	$191.63	Q3 2015
30 Jun 2015	put	7.4%	-16%	$61,755,000	300,000	-650,000	-68%	$205.85	Q2 2015
31 Mar 2015	put	28%	+19%	$196,109,000	950,000	+650,000	+217%	$206.43	Q1 2015
31 Dec 2014	put	14%	-33%	$61,662,000	300,000	-685,000	-70%	$205.54	Q4 2014
30 Sep 2014	put	29%	-17%	$194,065,000	985,000	-590,000	-37%	$197.02	Q3 2014
30 Jun 2014	call		-15%	$0	0	-420,000	-100%	$681.27	Q2 2014
30 Jun 2014	put	43%	+35%	$308,259,000	1,575,000	+1,275,000	+425%	$195.72	Q2 2014
31 Mar 2014	call	15%	+15%	$78,544,000	420,000	+420,000	NEW	$187.01	Q1 2014
31 Mar 2014	put	11%	-42%	$56,103,000	300,000	-1,170,000	-80%	$187.01	Q1 2014
31 Dec 2013	put	35%	0%	$271,494,000	1,470,000	0		$184.69	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.