KINGDON CAPITAL MANAGEMENT, L.L.C.

Holdings History for CITIGROUP INC - Common Stock (C)

Symbol: C on NYSE
Investment type: Equity / Common Stock

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2021			-2.3%	$0	0	-200,000	-100%	$111.15	Q2 2021
31 Mar 2021		2.3%	+2.3%	$14,550,000	200,000	+200,000	NEW	$72.75	Q1 2021
31 Mar 2017	put		-4.8%	$0	0	-500,000	-100%	$111.15	Q1 2017
31 Dec 2016			-2.2%	$0	0	-694,733	-100%	$111.15	Q4 2016
31 Dec 2016	call		-3.6%	$0	0	-501,100	-100%	$111.15	Q4 2016
31 Dec 2016	put	4.8%	+4.8%	$29,715,000	500,000	+500,000	NEW	$59.43	Q4 2016
30 Sep 2016		2.2%	+2.1%	$32,812,000	694,733	+664,993	+2236%	$47.23	Q3 2016
30 Sep 2016	call	3.6%	-3.2%	$23,667,000	501,100	-448,900	-47%	$47.23	Q3 2016
30 Jun 2016		0.1%	+0.1%	$1,261,000	29,740	+29,740	NEW	$42.40	Q2 2016
30 Jun 2016	call	6.9%	+6.9%	$40,271,000	950,000	+950,000	NEW	$42.39	Q2 2016
31 Mar 2015			-0.03%	$0	0	-8,475	-100%	$111.15	Q1 2015
31 Mar 2015	call		-9.5%	$0	0	-750,000	-100%	$111.15	Q1 2015
31 Dec 2014		0.03%	-1.2%	$459,000	8,475	-391,525	-98%	$54.16	Q4 2014
31 Dec 2014	call	9.5%	-5.1%	$40,583,000	750,000	-400,000	-35%	$54.11	Q4 2014
30 Sep 2014		1.4%	+1.4%	$20,728,000	400,000	+400,000	NEW	$51.82	Q3 2014
30 Sep 2014	call	8.8%	0%	$59,593,000	1,150,000	0		$51.82	Q3 2014
30 Jun 2014			-2.4%	$0	0	-700,000	-100%	$111.15	Q2 2014
30 Jun 2014	call	7.6%	+3.6%	$54,165,000	1,150,000	+550,000	+92%	$47.10	Q2 2014
31 Mar 2014		2.4%	+2.2%	$33,320,000	700,000	+650,000	+1300%	$47.60	Q1 2014
31 Mar 2014	call	5.5%	+1.4%	$28,560,000	600,000	+150,000	+33%	$47.60	Q1 2014
31 Dec 2013		0.19%	0%	$2,606,000	50,000	0		$52.12	Q4 2013
31 Dec 2013	call	3.1%	0%	$23,450,000	450,000	0		$52.11	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.