DRIEHAUS CAPITAL MANAGEMENT LLC

Holdings History for ISHARES TR - RUSSELL 2000 ETF (IWM)

Symbol: IWM
Investment type: Equity / RUSSELL 2000 ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2018	put		0%	$55,000	20,000	0		$2.75 ^*	Q1 2018
30 Jun 2017			-0.6%	$0	0	-126,758	-100%	$259.54	Q2 2017
31 Mar 2017		0.6%	+0.6%	$17,427,000	126,758	+126,758	NEW	$137.48	Q1 2017
31 Mar 2017	put		0%	$172,000	297,500	0		$0.58 ^*	Q1 2017
31 Dec 2016			-0.07%	$0	0	-16,502	-100%	$259.54	Q4 2016
31 Dec 2016	put		0%	$564,000	145,000	0		$3.89 ^*	Q4 2016
30 Sep 2016		0.07%	+0.07%	$2,050,000	16,502	+16,502	NEW	$124.23	Q3 2016
30 Sep 2016	put		0%	$280,000	220,000	0		$1.27 ^*	Q3 2016
30 Jun 2016	put		0%	$8,000	6,300	0		$1.27 ^*	Q2 2016
31 Mar 2016	put		0%	$296,000	1,310,400	0		$0.23 ^*	Q1 2016
31 Dec 2015	put		0%	$2,189,000	1,470,000	0		$1.49 ^*	Q4 2015
30 Sep 2015	call		0%	$2,670,000	523,500	0		$5.10 ^*	Q3 2015
30 Sep 2015	put		0%	$6,978,000	1,915,300	0		$3.64 ^*	Q3 2015
30 Jun 2015	put		0%	$2,896,000	987,300	0		$2.93 ^*	Q2 2015
31 Mar 2015	put		0%	$12,000	31,800	0		$0.38 ^*	Q1 2015
31 Dec 2014	put		0%	$1,796,000	1,010,000	0		$1.78 ^*	Q4 2014
30 Sep 2014	put		0%	$2,073,000	1,250,000	0		$1.66 ^*	Q3 2014
30 Jun 2014	call		0%	$7,030,000	10,000	0		$703.00 ^*	Q2 2014
30 Jun 2014	put		0%	$910,000	10,000	0		$91.00 ^*	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.