DRIEHAUS CAPITAL MANAGEMENT LLC

Holdings History for ISHARES TR - MSCI EMG MKT ETF (EEM)

Symbol: EEM
Investment type: Equity / MSCI EMG MKT ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2018			-0.06%	$0	0	-38,000	-100%	$62.71	Q3 2018
30 Jun 2018		0.06%	+0.06%	$1,647,000	38,000	+38,000	NEW	$43.34	Q2 2018
30 Jun 2018	put		0%	$500,000	1,000,000	0		$0.50 ^*	Q2 2018
31 Mar 2018	put		0%	$341,000	1,050,000	0		$0.32 ^*	Q1 2018
31 Dec 2017	put		0%	$275,000	500,000	0		$0.55 ^*	Q4 2017
30 Sep 2017	put		0%	$480,000	1,500,000	0		$0.32 ^*	Q3 2017
30 Jun 2017	put		0%	$425,000	1,600,000	0		$0.27 ^*	Q2 2017
31 Mar 2017	put		0%	$570,000	1,000,000	0		$0.57 ^*	Q1 2017
31 Dec 2016	put		0%	$436,000	2,020,000	0		$0.22 ^*	Q4 2016
30 Sep 2016	put		0%	$767,000	1,550,000	0		$0.49 ^*	Q3 2016
30 Jun 2016			-0.65%	$0	0	-586,772	-100%	$62.71	Q2 2016
30 Jun 2016	put		0%	$674,000	2,530,000	0		$0.27 ^*	Q2 2016
31 Mar 2016		0.65%	+0.65%	$20,097,000	586,772	+586,772	NEW	$34.25	Q1 2016
31 Mar 2016	put		0%	$543,000	1,750,000	0		$0.31 ^*	Q1 2016
31 Dec 2015	put		0%	$1,073,000	2,060,000	0		$0.52 ^*	Q4 2015
30 Sep 2015	put		0%	$935,000	2,250,000	0		$0.42 ^*	Q3 2015
30 Jun 2015			-0.03%	$0	0	-23,123	-100%	$62.71	Q2 2015
30 Jun 2015	put		0%	$1,270,000	2,540,000	0		$0.50 ^*	Q2 2015
31 Mar 2015		0.03%	-0%	$928,000	23,123	-2,345	-9.2%	$40.13	Q1 2015
31 Mar 2015	put		0%	$1,999,000	3,570,000	0		$0.56 ^*	Q1 2015
31 Dec 2014		0.04%	+0.02%	$1,001,000	25,468	+10,461	+70%	$39.30	Q4 2014
31 Dec 2014	put		0%	$2,063,000	5,600,000	0		$0.37 ^*	Q4 2014
30 Sep 2014		0.02%	-0.01%	$624,000	15,007	-5,407	-26%	$41.58	Q3 2014
30 Sep 2014	put		0%	$1,065,000	2,500,000	0		$0.43 ^*	Q3 2014
30 Jun 2014		0.03%	+0.03%	$882,000	20,414	+20,414	NEW	$43.21	Q2 2014
30 Jun 2014	call		0%	$3,886,000	29,000	0		$134.00 ^*	Q2 2014
30 Jun 2014	put	87%	0%	$151,305,000	3,500,000	0		$43.23	Q2 2014
30 Jun 2014	put		0%	$1,595,000	29,000	0		$55.00 ^*	Q2 2014
31 Mar 2014			-0.04%	$0	0	-24,348	-100%	$62.71	Q1 2014
31 Mar 2014	put		0%	$1,500,000	1,500,000	0		$1.00 ^*	Q1 2014
31 Dec 2013		0.04%	0%	$1,018,000	24,348	0		$41.81	Q4 2013
31 Dec 2013	put	42%	0%	$54,334,000	1,300,000	0		$41.80	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.