HIGHBRIDGE CAPITAL MANAGEMENT LLC

Holdings History for SPDR GOLD TRUST - GOLD SHS (GLD)

Symbol: GLD on NYSE
Investment type: Equity / GOLD SHS

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2019	put		-15%	$0	0	-200,000	-100%	$473.42	Q4 2019
30 Sep 2019	put	15%	-7.3%	$27,774,000	200,000	-100,000	-33%	$138.87	Q3 2019
30 Jun 2019	call		-2.4%	$0	0	-200,000	-100%	$473.42	Q2 2019
30 Jun 2019	put	7.5%	-6.2%	$39,960,000	300,000	-250,000	-45%	$133.20	Q2 2019
31 Mar 2019	call	2.4%	+2.4%	$24,402,000	200,000	+200,000	NEW	$122.01	Q1 2019
31 Mar 2019	put	6.6%	+3%	$67,105,000	550,000	+250,000	+83%	$122.01	Q1 2019
31 Dec 2018	put	3.3%	+1.6%	$36,375,000	300,000	+150,000	+100%	$121.25	Q4 2018
30 Sep 2018	put	1.4%	-0.48%	$16,914,000	150,000	-50,000	-25%	$112.76	Q3 2018
30 Jun 2018	put	1.5%	0%	$23,730,000	200,000	0		$118.65	Q2 2018
31 Mar 2018	put	1.1%	0%	$25,158,000	200,000	0		$125.79	Q1 2018
31 Dec 2017	put	1.4%	0%	$24,730,000	200,000	0		$123.65	Q4 2017
30 Sep 2017	put	1.1%	0%	$24,316,000	200,000	0		$121.58	Q3 2017
30 Jun 2017	call		-2.1%	$0	0	-330,000	-100%	$473.42	Q2 2017
30 Jun 2017	put	1.1%	-0.75%	$23,604,000	200,000	-130,000	-39%	$118.02	Q2 2017
31 Mar 2017	call	2.1%	+2.1%	$39,178,000	330,000	+330,000	NEW	$118.72	Q1 2017
31 Mar 2017	put	2.1%	-4.7%	$39,178,000	330,000	-750,000	-69%	$118.72	Q1 2017
31 Dec 2016	put	12%	+6.2%	$118,379,000	1,080,000	+580,000	+116%	$109.61	Q4 2016
30 Sep 2016	call		-0.36%	$0	0	-30,000	-100%	$473.42	Q3 2016
30 Sep 2016	put	5.6%	-1.1%	$62,820,000	500,000	-100,000	-17%	$125.64	Q3 2016
30 Jun 2016	call	0.36%	-0.24%	$3,794,000	30,000	-20,000	-40%	$126.47	Q2 2016
30 Jun 2016	put	7.2%	+0.6%	$75,881,000	600,000	+50,000	+9.1%	$126.47	Q2 2016
31 Mar 2016	call	0.4%	+0.4%	$5,882,000	50,000	+50,000	NEW	$117.64	Q1 2016
31 Mar 2016	put	4.4%	+1.6%	$64,702,000	550,000	+199,500	+57%	$117.64	Q1 2016
31 Dec 2015	put	2.8%	0%	$35,563,000	350,500	0		$101.46	Q4 2015
31 Dec 2015	put	2.8%	0%	$35,563,000	350,500	0		$101.46	Q4 2015
30 Sep 2015	put	3.2%	-0.77%	$37,455,000	350,500	-84,000	-19%	$106.86	Q3 2015
30 Jun 2015	put	2.5%	+0.12%	$48,825,000	434,500	+20,000	+4.8%	$112.37	Q2 2015
31 Mar 2015	put	4%	+1.1%	$47,112,000	414,500	+114,500	+38%	$113.66	Q1 2015
31 Dec 2014	put	3%	+3%	$34,074,000	300,000	+300,000	NEW	$113.58	Q4 2014
31 Mar 2014	put		-2.5%	$0	0	-150,000	-100%	$473.42	Q1 2014
31 Dec 2013	put	2.5%	0%	$17,418,000	150,000	0		$116.12	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.