KENNEDY CAPITAL MANAGEMENT LLC

Holdings History for NEOPHOTONICS CORP - COM (NPTN)

Symbol: NPTN
Investment type: Equity / COM

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2022		-0.05%	$0	0	-150,850	-100%		Q2 2022
31 Mar 2022	0.05%	-0.31%	$2,294,000	150,850	-859,215	-85%	$15.21	Q1 2022
31 Dec 2021	0.33%	-0%	$15,525,000	1,010,065	-5,403	-0.53%	$15.37	Q4 2021
30 Sep 2021	0.2%	+0.03%	$8,845,000	1,015,468	+165,725	+20%	$8.71	Q3 2021
30 Jun 2021	0.19%	+0.01%	$8,676,000	849,743	+66,640	+8.5%	$10.21	Q2 2021
31 Mar 2021	0.19%	+0.01%	$9,358,000	783,103	+29,345	+3.9%	$11.95	Q1 2021
31 Dec 2020	0.15%	+0.05%	$6,852,000	753,758	+250,792	+50%	$9.09	Q4 2020
30 Sep 2020	0.09%	+0%	$3,063,000	502,966	+24,259	+5.1%	$6.09	Q3 2020
30 Jun 2020	0.12%	-0.06%	$4,251,000	478,707	-226,376	-32%	$8.88	Q2 2020
31 Mar 2020	0.19%	+0.02%	$5,112,000	705,083	+62,385	+9.7%	$7.25	Q1 2020
31 Dec 2019	0.14%	-0.1%	$5,669,000	642,698	-478,054	-43%	$8.82	Q4 2019
30 Sep 2019	0.17%	+0.02%	$6,825,000	1,120,752	+119,230	+12%	$6.09	Q3 2019
30 Jun 2019	0.1%	+0.01%	$4,186,000	1,001,522	+52,996	+5.6%	$4.18	Q2 2019
31 Mar 2019	0.14%	+0.02%	$5,966,000	948,526	+151,565	+19%	$6.29	Q1 2019
31 Dec 2018	0.13%	-0%	$5,164,000	796,961	-1,729	-0.22%	$6.48	Q4 2018
30 Sep 2018	0.12%	+0.01%	$6,629,000	798,690	+66,949	+9.1%	$8.30	Q3 2018
30 Jun 2018	0.09%	-0%	$4,559,000	731,741	-11,090	-1.5%	$6.23	Q2 2018
31 Mar 2018	0.1%	+0.01%	$5,088,000	742,831	+53,209	+7.7%	$6.85	Q1 2018
31 Dec 2017	0.08%	-0.02%	$4,538,000	689,622	-192,943	-22%	$6.58	Q4 2017
30 Sep 2017	0.09%	+0.03%	$4,907,000	882,565	+282,885	+47%	$5.56	Q3 2017
30 Jun 2017	0.09%	+0.09%	$4,630,000	599,680	+599,680	NEW	$7.72	Q2 2017

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.