CAXTON ASSOCIATES LP

Holdings History for Invesco QQQ Nasdaq 100 - ETF (QQQ)

Symbol: QQQ on Nasdaq
Investment type: Equity / ETF

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2018	call		-3.2%	$0	0	-217,500	-100%	$614.31	Q2 2018
31 Mar 2018	call	3.2%	+3.2%	$34,828,000	217,500	+217,500	NEW	$160.13	Q1 2018
31 Mar 2018	put		-0.93%	$0	0	-50,000	-100%	$614.31	Q1 2018
31 Dec 2017	put	0.93%	0%	$7,788,000	50,000	0		$155.76	Q4 2017
30 Sep 2017	call		-1.2%	$0	0	-100,000	-100%	$614.31	Q3 2017
30 Sep 2017	put	0.64%	-2.9%	$7,273,000	50,000	-230,000	-82%	$145.46	Q3 2017
30 Jun 2017	call	1.2%	+1.2%	$13,764,000	100,000	+100,000	NEW	$137.64	Q2 2017
30 Jun 2017	call	0.1%	+0.1%	$13,764,000	100,000	+100,000	NEW	$137.64	Q2 2017
30 Jun 2017	put	3.2%	+3.2%	$38,539,000	280,000	+280,000	NEW	$137.64	Q2 2017
30 Jun 2017	put	0.29%	+0.29%	$38,539,000	280,000	+280,000	NEW	$137.64	Q2 2017
31 Dec 2016			-0.33%	$0	0	-50,000	-100%	$614.31	Q4 2016
31 Dec 2016	put		-5.1%	$0	0	-500,000	-100%	$614.31	Q4 2016
30 Sep 2016		0.33%	-0.99%	$5,936,000	50,000	-150,000	-75%	$118.72	Q3 2016
30 Sep 2016	put	5.1%	-2.6%	$59,360,000	500,000	-250,000	-33%	$118.72	Q3 2016
30 Jun 2016		0.93%	+0.93%	$21,508,000	200,000	+200,000	NEW	$107.54	Q2 2016
30 Jun 2016	put	6.1%	+6.1%	$80,655,000	750,000	+750,000	NEW	$107.54	Q2 2016
30 Sep 2015	put		-8.4%	$0	0	-1,000,000	-100%	$614.31	Q3 2015
30 Jun 2015	put	8.4%	-17%	$107,070,000	1,000,000	-2,000,000	-67%	$107.07	Q2 2015
31 Mar 2015	put	21%	+21%	$316,800,000	3,000,000	+3,000,000	NEW	$105.60	Q1 2015
30 Sep 2014			-0.4%	$0	0	-53,191	-100%	$614.31	Q3 2014
30 Jun 2014		0.4%	+0.4%	$4,995,000	53,191	+53,191	NEW	$93.91	Q2 2014

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.